Archived Legislation and Guidance

Archived Legislation and Guidance

Law

Al-Qaida and Taliban (Freezing of Funds)(Guernsey) Ordinance, 2011 92.2KB
Banking Supervision (Bailiwick of Guernsey)(Amendment) Law, 2010 79.4KB
Code of Market Conduct 101.4KB
Companies (Guernsey) Law 2008 (Consolidated text) 3.5MB
Control of Borrowing (Bailiwick of Guernsey) Ordinance, 1959 49KB
Extract from Schedule 1 to Criminal Justice (Proceeds of Crime) (BoG) Law 1999 69KB
Extract from Schedule 2 to Criminal Justice (Proceeds of Crime) (BoG) Law 1999 49.8KB
Financial Services Commission (Bailiwick of Guernsey) Law, 1987 (Consolidated text) 765KB
Financial Services Commission (Bailiwick of Guernsey)(Amendment) Law, 2010 54.4KB
Libya (Restrictive Measures)(Guernsey) Ordinance, 2011 94.8KB
Libya (Restrictive-Measures)(Guernsey)(Amendment) Ordinance, 2011 46.1KB
Prescribed Businesses (Bailiwick of Guernsey) Law, 2008 370.3KB
Prescribed businesses law 2008 Draft.pdf 160.2KB
Protection of Investors (Bailiwick of Guernsey) (Amendment) Law, 2010 44.9KB
Registration of Non-Regulated Financial Services Businesses (Bailiwick of Guernsey) Law, 2008 (Amendment) Ordinance, 2008 65.4KB
Regulation of Fiduciaries, Administration Businesses and Company Directors, etc (Bailiwick of Guernsey) (Amendment) Law, 2010 79.9KB
The Al Qaida and Taliban Order 2002 62.8KB
The Terrorism Order 2001 59KB
The Zimbabwe (Export of Goods and Freezing of Funds) Ordinance 2002 17.8KB
Transfer of Funds (GSY-ALDY-Sark) Ordinance 2007 57.2KB

Regulations

Amalgamation and Migration of Companies (Fees Payable to the Guernsey Financial Services Commission) (Amendment) Regulations 2013 140.9KB
Amalgamation and Migration of Companies (Fees payable to the Guernsey Financial Services Commission) Regulations, 2010 21.1KB
Amalgamation and Migration of Companies (Fees payable to the Guernsey Financial Services Commission) Regulations, 2012 221.4KB
Banking Supervision (Bailiwick of Guernsey)(Amendment) Regulations, 2008 29.6KB
Council of European Union Regulation No.310 2002 - Zimbabwe 134.4KB
Criminal Justice (Proceeds of Crime) (BoG) (Amendment) Regs 2006 107.9KB
Criminal Justice (Proceeds of Crime) (BoG) Law 1999 (Amendment of Schedules 1 and 2) Regulations 2008.pdf 37.8KB
Criminal Justice (Proceeds of Crime) (Financial Services Businesses) (Bailiwick of Guernsey) (Amendment) Regulations 2008 304KB
Criminal Justice (Proceeds of Crime) (Financial Services Businesses) (Bailiwick of Guernsey) Regulations 2007 (Consolidated text) 324.7KB
Criminal Justice (Proceeds of Crime) (Legal Professionals, Accountants and Estate Agents) (Bailiwick of Guernsey) (Amendment) Regulations, 2008 72.9KB
Criminal Justice (Proceeds of Crime) (Legal Professionals, Accountants and Estate Agents) (Bailiwick of Guernsey) Regulations 2008 (Consolidated as at 2013) 466.8KB
Criminal Justice (Proceeds of Crime) (Legal Professionals, Accountants and Estate Agents) (Bailiwick of Guernsey) Regulations, 2008 (Consolidated as at 01/01/2014) 532.1KB
Criminal Justice (Proceeds of Crime) (Legal Professionals, Accountants and Estate Agents) (Bailiwick of Guernsey) Regulations, 2008 (Consolidated version as at 2011) 391.5KB
Criminal Justice (Proceeds of Crime) (Legal Professionals, Accountants and Estate Agents) (Bailiwick of Guernsey) Regulations, 2008 (tracked) 229.6KB
Criminal Justice (Proceeds of Crime)(Financial Services Businesses)(Bailiiwick of Guernsey) Regulations 2007 (Consolidated Text) - Sept 2008 - Tracked 224.1KB
Criminal Justice (Proceeds of Crime)(Financial Services Businesses)(Bailiwick of Guernsey) Regulations, 2007 (Consolidated text as at 2011) 396.8KB
Criminal Justice (Proceeds of Crime)(Financial Services Businesses)(Bailiwick of Guernsey)(Amendment) Regulations, 2010 36.3KB
Criminal Justice (Proceeds of Crime)(Financial Services Businesses)(Bailiwick of Guernsey)(Amendment)(No.2) Regulations, 2010 60.2KB
Criminal Justice (Proceeds of Crime)(Legal Professionals, Accountants and Estate Agents)(Bailiwick of Guernsey)(Amendment) Regulations, 2010 37.8KB
Criminal Justice (Proceeds of Crime)(Legal Professionals, Accountants and Estate Agents)(Bailiwick of Guernsey)(Amendment)(No. 3) Regulations, 2010 208.4KB
Criminal Justice (Proceeds of Crime)(Legal Professionals, Accountants and Estate Agents)(Bailiwick of Guernsey)(Amendment)(No.2) Regulations, 2010 53.3KB
Disclosure (Bailiwick of Guernsey) Regulations, 2007 (Consolidated text) 89.4KB
Draft Uncertificated Securities (Guernsey) Regulations, 200[7] 325.5KB
Draft Uncertificated Securities (Guernsey) Regulations, 200[7] 325.5KB
Extract from the Criminal Justice (Proceeds of Crime) (FSBs) Reg 2007 9.5KB
Financial Services Commission (Bailiwick of Guernsey)(Amendment) Regulations, 2010 584.8KB
Financial Services Commission (Fees) (Amendment) Regulations, 2013 123.3KB
Financial Services Commission (Fees) Regulations, 2006 149.7KB
Financial Services Commission (Fees) Regulations, 2009 167.5KB
Financial Services Commission (Fees) Regulations, 2010 210.1KB
Financial Services Commission (Fees) Regulations, 2011 2.2MB
Financial Services Commission (Fees) Regulations, 2012 2.2MB
Financial Services Commission (Fees) Regulations, 2013 0.9MB
Financial Services Commission (Fees) Regulations, 2014 1.4MB
Insurance Business (Bailiwick of Guernsey) (Amendment) Regulations 2008 30.5KB
Insurance Managers and Insurance Intermediaries (Bailiwick of Guernsey) (Amendment) Regulations, 2008 30.5KB
Protected Cell Companies and Incorporated Cell Companies (Fees for Insurers) Regulations, 2009 76.6KB
Protected Cell Companies and Incorporated Cell Companies (Fees for Insurers) Regulations, 2010 106.1KB
Registration of non-reg FSBs fees Regulations 2009 48.2KB
Registration of Non-Regulated Financial Services Businesses (Bailiwick of Guernsey) Law, 2008 (Schedule 1 Amendment) Regulations, 2010 49.2KB
Registration of Non-Regulated Financial Services Businesses (Bailiwick of Guernsey)(Fees) Regulations, 2008 15.8KB
Registration of Non-Regulated Financial Services Businesses (Bailiwick of Guernsey)(Fees) Regulations, 2010 70.6KB
Registration of Non-Regulated FSBs Law Schedule 1 Amendment Regulations, 2008 71.3KB
Regulation of Fiduciaries (Fees) Regulations, 2006 108.4KB
Regulation of Fiduciaries (Fiduciary Advertisements and Annual Returns) Regulations, 2001 90.7KB
Regulation of Fiduciaries, Administration Businesses and Company Directors, etc (Bailiwick of Guernsey) (Amendment) Regulations, 2008 28.9KB
Schedule 1 to Terrorism and Crime (BoG) Law 2002 10.6KB
Terrorism and Crime (Bailiwick of Guernsey) Regulations, 2007 (Consolidated text) 89.7KB
The Amalgamation and Migration of Companies (Fees payable to the GFSC) (Amendment) Regulations, 2017 122.8KB -
The Criminal Justice (Proceeds of Crime) (FSBs) Amendment Reg 2009 50.8KB
The Criminal Justice (Proceeds of Crime) (FSBs) Reg 2007 - amended 110.8KB
The Criminal Justice (Proceeds of Crime) (FSBs) Regulations 2007 - highlighted 234.1KB
The Criminal Justice (Proceeds of Crime) (Legal Professionals) (Amendment) Reg 2009 46.9KB
The Disclosure (Bailiwick of Guernsey) Regulations, 2007 as amended 142KB
The Disclosure (BoG) (Amendment) Reg 2010 257KB
The Insurance Managers and Insurance Intermediaries (Approved Assets) (Amendment) Regulations, 2018 430.4KB -
The Regulation of Fiduciaries (Fiduciary Advertisements and Annual Returns)(Amendment) Regulations, 2013 6.6MB
The Terrorism and Crime (BoG) (Amendment) Reg 2010 266.2KB

Instructions

Business from Sensitive Sources Notice (Number 07) for Financial Services Businesses 85.4KB
Business From Sensitive Sources Notice (Number 1) 10.4KB
Business from Sensitive Sources Notice (Number 1) for Prescribed Businesses 92KB
Business From Sensitive Sources Notice (Number 2) 12.6KB
Business From Sensitive Sources Notice (Number 2) for Prescribed Businesses 84.7KB
Business From Sensitive Sources Notice (Number 3) 20.5KB
Business from Sensitive Sources Notice (Number 3) for Prescribed Businesses 88.1KB
Business From Sensitive Sources Notice (Number 4) 36.1KB
Business From Sensitive Sources Notice (Number 4) for Prescribed Businesses 75.9KB
Business from Sensitive Sources Notice (Number 5) 47KB
Business from Sensitive Sources Notice (Number 6) 91.5KB
Business from Sensitive Sources Notice (Number 8) 72.4KB
Business From Sensitive Sources Notice (Number 9) 91KB
Financial Services Businesses Instruction (Number 02/2014) Business from Sensitive Sources 127.3KB
Financial Services Businesses Instruction (Number 03/2014) 138KB
Financial Services Businesses Instruction (Number 07) 149.4KB
Financial Services Businesses Instruction (Number 08) 74.9KB
Financial Services Businesses Instruction (Number 09) 104.1KB
Financial Services Businesses Instruction (Number 10) 141.2KB
Financial Services Businesses Instruction (Number 11) 173.5KB
Financial Services Businesses Instruction (Number 12) 198.2KB
Financial Services Businesses Instruction (Number 13) Business from Sensitive Sources 185.3KB
Financial Services Businesses Instruction (Number 15) Business from Sensitive Sources 200.1KB
Financial Services Businesses Instruction (Number 16) Business from Sensitive Sources 196.5KB
Financial Services Businesses Instruction (Number 17) Business from Sensitive Sources 251.8KB
Financial Services Businesses Instruction (Number 19) Business from Sensitive Sources 379KB
Financial Services Businesses Instruction (Number 20) Business from Sensitive Sources 67.1KB
Financial Services Businesses Instruction (Number 21) Business from Sensitive Sources 345.2KB
Financial Services Businesses Instruction (Number M 01/2014) 53.5KB
Financial-Services Businesses Instruction (Number 18) Business from Sensitive Sources 327.4KB
Instruction (Number 04/2014) for Financial Services Businesses 144.6KB
Instruction No. 01/2015 for Financial Services Businesses 308.4KB
Instruction No. 01/2015 for Prescribed Businesses 308.8KB
Instruction No. 02/2015 for Financial Services Businesses 147KB
Instruction No. 02/2015 for Prescribed Businesses 147.1KB
Instruction No. 03/2015 for Financial Services Businesses 395.2KB
Instruction No. 03/2015 for Prescribed Businesses 395.4KB
Instruction No. 04/2015 for Prescribed Businesses 301.2KB
Instruction No. 04/2015 from Financial Services Businesses 301KB
Instruction No. 05/2014 for Financial Services Businesses 54.7KB
Instruction No. 05/2014 for Prescribed Businesses 54.6KB
Instruction No. 06/2014 for Financial Services Businesses 153.8KB
Instruction No. 06/2014 for Prescribed Businesses 153.4KB
Instruction Number (01/2014) for Fiduciary Financial Services Business 19.7KB
Instruction Number (04/2014) for Prescribed Businesses 148.6KB
Instruction Number 01/2016 for Financial Services Businesses 363.3KB
Instruction Number 01/2016 for Prescribed Businesses 363.1KB
Instruction Number 07/2014 for Financial Services Businesses 183.8KB
Instruction Number 07/2014 for Prescribed Businesses 184.1KB
Instructions and Notices - Record of Changes (9 July 2014) 244.9KB
Instructions and Notices - Record of Changes (December 2014) 376.7KB
Instructions and Notices - Record of Changes (June 2014) 238.7KB
Instructions and Notices - Record of Changes (November 2014) 269KB
Notices and Instructions 787.1KB
Notices and Instructions Record of Changes 260214 335.9KB
Prescribed Businesses Instruction (Number 02/2014) Business from Sensitive Sources 127.6KB
Prescribed Businesses Instruction (Number 03/2014) 347.1KB
Prescribed Businesses Instruction (Number 05) 149.4KB
Prescribed Businesses Instruction (Number 06) 89.8KB
Prescribed Businesses Instruction (Number 07) 104.4KB
Prescribed Businesses Instruction (Number 08) 141.2KB
Prescribed Businesses Instruction (Number 09) 171.4KB
Prescribed Businesses Instruction (Number 10) 198.7KB
Prescribed Businesses Instruction (Number 11) Business from Sensitive Sources 186.9KB
Prescribed Businesses Instruction (Number 13) Business from Sensitive Sources 224.8KB
Prescribed Businesses Instruction (Number 14) Business from Sensitive Sources 195.9KB
Prescribed Businesses Instruction (Number 15) Business from Sensitive Sources 251.7KB
Prescribed Businesses Instruction (Number 16) Business from Sensitive Sources 326.9KB
Prescribed Businesses Instruction (Number 17) Business from Sensitive Sources 364.1KB
Prescribed Businesses Instruction (Number 18) Business from Sensitive Sources 67.3KB
Prescribed Businesses Instruction (Number 19) Business from Sensitive Sources 344.2KB
Prescribed Businesses Instruction (Number M 01/2014) 53.4KB

Rules

Authorised Closed-Ended Investment Schemes Rules 2008 241.4KB
Chaper 7 - AML CFT Handbook 165.1KB
Collective Investment Schemes (Class B) Rules 1990 162KB
Collective Investment Schemes (Designated Persons) Rules 1988 48.6KB
Collective Investment Schemes (Qualifying Professional Investor Funds) (Class Q) Rules 1998 60.8KB
Draft Authorised Closed ended Investment Schemes Rules 2008 168KB
Draft Handbook on Countering Financial Crime and the Financing of Terrorism - April 2007 4MB
Draft Prospectus Rules 200[8] 55.5KB
Draft Registered Collective Investment Scheme Rules 200[8] 73.9KB
Funds Development 105.8KB
Guernsey Green Fund (Amendment) Rules, 2021 488.3KB -
Guernsey Green Fund Consolidated Rules 2018 686.9KB -
Handbook for Financial Services Businesses 2.4MB
Handbook for Financial Services Businesses 5.2MB
Handbook for Financial Services Businesses (clean) 2.1MB
Handbook for Financial Services Businesses (clean) 2.1MB
Handbook for Financial Services Businesses (clean) 2.1MB
Handbook for Financial Services Businesses (clean) 6MB
Handbook for Financial Services Businesses (clean) 5.9MB
Handbook for Financial Services Businesses (clean) 5.2MB
Handbook for Financial Services Businesses (clean) 2.4MB
Handbook for Financial Services Businesses (current) August 10.pdf 2.4MB
Handbook for Financial Services Businesses (draft) 4MB
Handbook for Financial Services Businesses (proposed tracked) 5.6MB
Handbook for Financial Services Businesses (proposed) 5.1MB
Handbook for Financial Services Businesses (tracked changes) 2.4MB
Handbook for Financial Services Businesses (tracked for consultation) 1.1MB
Handbook for Financial Services Businesses (tracked) 2.5MB
Handbook for Financial Services Businesses (tracked) 2.1MB
Handbook for Financial Services Businesses (tracked) 2.1MB
Handbook for Financial Services Businesses (tracked) 2.1MB
Handbook for Financial Services Businesses (tracked) 6.2MB
Handbook for Financial Services Businesses (tracked) 5.9MB
Handbook for Financial Services Businesses (tracked) August 10 2.4MB
Handbook for Financial Services Businesses on Countering Financial Crime and Terrorist Financing (clean) Dec 12 2.9MB
Handbook for Financial Services Businesses on Countering Financial Crime and Terrorist Financing (current) March and April 2013 2.1MB
Handbook for Financial Services Businesses on Countering Financial Crime and Terrorist Financing (November 2015) 3.2MB
Handbook for Financial Services Businesses on Countering Financial Crime and Terrorist Financing (November 2015) (Blacklined) 3.2MB
Handbook for Financial Services Businesses on Countering Financial Crime and Terrorist Financing (tracked) December 12 2.9MB
Handbook for Financial Services Businesses on Countering Financial Crime and Terrorist Financing (tracked) March and April 2013 3.1MB
Handbook for FSBs (clean) - September 2008 5.9MB
Handbook for FSBs (clean) July 11 2.4MB
Handbook for FSBs (tracked) July 11 2.6MB
Handbook for FSBs (tracked) Sept 08 6MB
Handbook for PBs (current) Oct 10 2MB
Handbook for PBs (tracked) Dec 09 0.9MB
Handbook for PBs (tracked) Oct 10 2MB
Handbook for Prescribed Businesses (clean) 1.9MB
Handbook for Prescribed Businesses (clean) 1.9MB
Handbook for Prescribed Businesses (clean) 1.1MB
Handbook for Prescribed Businesses (clean) 3.9MB
Handbook for Prescribed Businesses (clean) 3.8MB
Handbook for Prescribed Businesses (clean) 3.8MB
Handbook for Prescribed Businesses (clean) August 10.pdf 1.9MB
Handbook for Prescribed Businesses (clean) July 11 2MB
Handbook for Prescribed Businesses (draft) 1.9MB
Handbook for Prescribed Businesses (tracked changes) 2MB
Handbook for Prescribed Businesses (tracked for consultation) 1.1MB
Handbook for Prescribed Businesses (tracked) 2MB
Handbook for Prescribed Businesses (tracked) 1.1MB
Handbook for Prescribed Businesses (tracked) 4MB
Handbook for Prescribed Businesses (tracked) 3.8MB
Handbook for Prescribed Businesses (tracked) 3.8MB
Handbook for Prescribed Businesses (tracked) August 10.pdf 1.9MB
Handbook for Prescribed Businesses (tracked) July 11 2MB
Handbook for Prescribed Businesses on Countering Financial Crime and Terrorist Financing (clean) Dec 12 2.4MB
Handbook for Prescribed Businesses on Countering Financial Crime and Terrorist Financing (current) March and April 2013 1.9MB
Handbook for Prescribed Businesses on Countering Financial Crime and Terrorist Financing (November 2015) 2.9MB
Handbook for Prescribed Businesses on Countering Financial Crime and Terrorist Financing (November 2015) (Blacklined) 2.9MB
Handbook for Prescribed Businesses on Countering Financial Crime and Terrorist Financing (tracked) December 12 2.4MB
Handbook for Prescribed Businesses on Countering Financial Crime and Terrorist Financing (tracked) March and April 2013 2.6MB
Insurance Business (Special Purpose Insurer) Rules 2018 499KB -
Licensees (Capital Adequacy) Rules 2010 214.4KB
Prospectus Rules 2018 405.3KB -
Registered Collective Investment Scheme Rules 2008 223.9KB
Registered Collective Investment Scheme Rules 2018 428.6KB -
Retirement Annuity Trust Schemes Rules, 2010 1.4MB
Retirement Annuity Trust Schemes Rules, 2010 (consolidated text) 1MB
The Authorised Collective Investment Schemes (Class B) Rules 2013 2.8MB -
The Authorised Collective Investment Schemes (Class B) Rules, 2013 (The Class B Rules)Archive 623KB -
The Fiduciary Rules and Guidance 2020 1MB -
The Insurance Business (Public Disclosure of Information) Rules, 2018 553.2KB -
The Insurance Intermediaries (Conduct of Business) Rules 2014 1MB
The Insurance Managers (Conduct of Business) Rules 2014 352.9KB
The Insurance Managers and Insurance Intermediaries Conduct of Business Rules (to 31/12/2014) 28.5KB -
The Licensed Insurer's (Conduct of Business) Rules, 2018 606.4KB -
The Licensees (Conduct of Business) Rules 2009.docx 73.1KB
The Licensees (Conduct of Business) Rules 2016 1.1MB -
The Licensees (Conduct of Business) Rules 2016 (Amendment) Rules 2017 112.2KB -
The Pension Rules and Guidance 2020 726.8KB -
The Private Investment Fund Rules 2016 70.1KB -
The Private Investment Fund Rules and Guidance 2021 351.7KB -
The Registered Collective Investment Schemes Rules 2015 380.4KB
The Retirement Annuity Trust Schemes (Amendment) Rules, 2013 691.5KB

Codes

Code of Conduct for Authorised Insurance Representatives (to 31/12/2014) 22.8KB -
Code of Conduct for Financial Advisers 318.4KB
Code of Conduct for Insurers Conducting Long-Term Business 14.2KB -
Code of Corporate Governance 337.2KB -
Code of Practice for Branch Operations 9.2KB
Code of Practice for Insurance Intermediary Applicants and Licensees Conducting Business in the BoG 13.6KB -
Code of practice-CSPs-2009 33.2KB -
Code of practice-Directors-2009 11.5KB -
Code of practice-TSPs-2009 35.5KB -
Guernsey Financial Services Commission Code of Practice for Banks 31.7KB
Licensed Insurers' Code of Conduct 26.9KB -
Principles for the Management of Credit Risk 13.3KB

Guidance

Anti-money laundering guidance 2002 321.4KB
Appointment of Administrator and Administration Manager 67.4KB -
Article 36 of AIFMD - Depositary Requirements Guidance Notes Post-Consultation 479KB
Change of Designated Person Guidance 176KB -
Custodians of Open-Ended Collective Investment Schemes with Indirectly Held Assets - Guidance Note 753.9KB -
Decision Making Process - November 2019 287.4KB -
Directions to a Licensee 84.6KB -
Directions to Advertisers 88.4KB -
Disapplication of the Directorship Exemption 63.6KB -
Discretionary Financial Penalties 704.9KB -
Discretionary Financial Penalties Bandings, 2017 1.8MB -
Disqualification of Actuaries 61.9KB -
Disqualification of Auditors 116.1KB -
Disqualification Orders 3.7MB -
Egmont case studies 2.9MB
Guidance for Entities Acting in Respect of Qualifying Investor Funds or Registered Closed Ended Investment Funds 38.6KB -
Guidance Note for International Life and Pensions Insurers 16.8KB
Guidance Note for Licensed Insurers on Category 6 - Non-Special Purposes Insurers 567.4KB -
Guidance Note for Licensed Insurers on Reinsurance and Other Forms of Risk Transfer 322.6KB -
Guidance Note for Licensed Insurers on Resilience Testing 14.7KB
Guidance Note on Licensed Insurers' Own Solvency Assessment 403.9KB -
Guidance Note on Notifications of New Directors, Controllers and Partners of Licensees Under Section 28A of The Protection of Investors (Bailiwick of Guernsey) Law, 1987 14.7KB
Guidance Note on Private Trust Companies 546.3KB
Guidance Note on Registered Closed-Ended Funds 97.3KB
Guidance Note on Registered Collective Investment Schemes 92.9KB
Guidance note on Special Purpose Insurers 444.3KB -
Guidance Note on the Completion and Submission of Annual Returns 427.4KB -
Guidance Note on the Independence of Managers and Trustees of Class A Collective Investment Schemes 11.4KB
Guidance Note on The Licensees (Capital Adequacy) Rules 2010 64.8KB
Guidance Note on The Licensees (Conduct of Business) Rules 2009 174.5KB
Guidance Note on the Outsourcing of Functions by Entities Licensed Under The Protection of Investors (Bailiwick of Guernsey) Law, 1987 60.7KB
Guidance Note on Training and Competency Schemes 176.4KB -
Guidance Note on Up Streaming and Transparency 99.9KB
Guidance Note on Verification of Prudential Returns 137.3KB -
Guidance Notes for 124 Fiduciary Annual Return Full Fiduciary 1MB -
Guidance Notes For Completion Of Investment Audited Financial Statements and Compliance Returns (Licensee) – FORM 142 241.2KB -
Guidance Notes on AML CFT - 2002 542.1KB
Guidance Notes on the Prevention of Money Laundering - 1997 5.4MB
Guidance on disclosure under the AIR Code 342.4KB
Guidance on Liquidity Risk Management 534KB
Guidance on notifications required from Licensed Insurers 30.6KB
Guidelines to Banks and their Auditors 753.9KB
Guidelines to banks and their auditors issued under s1 (b) (ii) of the Banking Supervision (Accounts) Rules, 1994 474.8KB
Hedge Funds - Flexible Approach to Authorisation Policy 23.3KB
Imposition of Licence Conditions 91.8KB -
Incorrect Pricing of Authorised Collective Investment Schemes - Guidance Note on Correction and Compensation 26.5KB
Incorrect Pricing of Authorised Collective Investment Schemes - Guidance Note on Correction and Compensation 26.5KB
Leaflet - Fighting Crime and Terrorism - You can help 535.2KB
Licence Cancellation, Revocation or Suspension 3.4MB -
Non-Guernsey Schemes Guidance 113KB -
Note on company formation 148.7KB
Note on managed trust company relationships 23.7KB
Pricing controls in respect of Open Ended Collective Investment Schemes 76.1KB
Principles of Conduct of Derivatives Business 152.4KB
Private Investment Fund - Guidance Note 174.8KB -
Private Reprimands 2.5MB -
Prohibition Orders 86.8KB -
Public Statements 810.3KB -
Registered Office Guidance 471.7KB -
Statement on Interviews conducted under Section 21B(1) of the Financial Services Commission (Bailiwick of Guernsey) Law 1987 211.7KB
Statement on Interviews Conducted under Section 21B(1) of the Financial Services Commission (Bailiwick of Guernsey) Law, 1987 (Consolidated text) 173.1KB
The Authorised Collective Investment Schemes (Class B) Rules, 2013 - Feedback on Consultation 57.4KB
The Commission’s general approach to Enforcement, 2018 448.2KB -
The Licensees (Conduct of Business) Rules 2009 - Guidance Note 353.4KB -
Winding Up of a Business 3.4MB -

Other

Consultation Document on Amendments to the Bailiwick's Framework for CML and TF 39KB
Consultation on Amendments to the Criminal Justice Legislation in Respect of ML and TF 122.4KB
Consultation paper fee rate Proposals 2012.docx 65.3KB
Consultation Paper on Proposed Framework for PBs 61.9KB
Consultation Paper Proposed Extension of Commission's Enforcement Powers 210.8KB
Dear CEO - Custodians 298.1KB -
Explanatory Note and Feedback on Consultation on The Licensees (Conduct of Business) Rules, 2009 11.8KB
Feedback Statement on The Registered Collective Investment Schemes Rules 2015 284.1KB
The-Retirement-Annuity-Trust-Schemes-Rules-2015 120.2KB

Consultations

Consultation - Authorised Collective Investment Schemes (Class B) Rules, 2012 107KB
Consultation on Draft Licensees (Capital Adequacy) Rules 2009 13.1KB
Consultation on the Draft of the Collective Investment Schemes (Class A) Rules 2008 500.5KB
Consultation Paper Code of Corporate Governance 97.8KB
Consultation Paper Fee Rate Proposals 2011 240.6KB
Consultation Paper Finance Sector Code of Corporate Governance 636.9KB
Consultation Paper on Amendments to the Insurance Fees Regulations 21KB
Consultation Paper on Amendments to The Protection of Investors (Bailiwick of Guernsey) Law, 1987 As Amended 141.4KB
Consultation Paper on Proposals for Amendments to The Protection of Investors Law, The Financial Services Commission Law and The Insider Dealing Law 155.9KB
Consultation Paper on Registered Closed-Ended Investment Funds 30.3KB
Consultation Paper on Revised Proposals for Amendments to The Protection of Investors Law and The Insider Dealing Law 72.2KB
Consultation Paper on the Draft Code of Market Conduct 102.6KB
Consultation Paper on the Regulatory Framework for Hedge Funds in Guernsey 25KB
Criminal Justice (Proceeds of Crime) (Legal Professionals, Accountants and Estate Agents) (Bailiwick of Guernsey) Regulations, 2008 - Draft 114KB
Criminal-Justice-(POC)(FSB)(BoG)-Regulations-2007-(tracked-for-consultation)-June-12 339.5KB
Criminal-Justice-(POC)(PBs)(BoG)-Regulations-2008-(tracked-for-consultation)-June-12 400.9KB
Draft Authorised Collective Investment Schemes (Class B) Rules, 2012 344KB
Handbook for FSBs on Countering Financial Crime and Terrorist Financing (tracked for consultation) June 12 3.1MB
Handbook for Prescribed Businesses on Countering Financial Crime and Terrorist Financing (tracked for Consultation) June 12 2.6MB
Schedule 1 and 2 to POC Law (tracked for consultation) June 12 144.1KB
Schedule 1 to Reg of NRFSBs (BoG) Law 2008 (tracked for-consultation) June 12 124KB
Second Consultation on the Implementation of Guernsey Financial Advice Standards 734.5KB

Rules

THE COLLECTIVE INVESTMENT SCHEMES 201.5KB
THE LICENSEES (FINANCIAL RESOURCES, 224.5KB