Archived Legislation and Guidance

Archived Legislation and Guidance

Law

Al-Qaida and Taliban (Freezing of Funds)(Guernsey) Ordinance, 2011 92.2KB -
Banking Supervision (Bailiwick of Guernsey)(Amendment) Law, 2010 79.4KB -
Code of Market Conduct 101.4KB -
Companies (Guernsey) Law 2008 (Consolidated text) 3.5MB -
Control of Borrowing (Bailiwick of Guernsey) Ordinance, 1959 49KB -
Extract from Schedule 1 to Criminal Justice (Proceeds of Crime) (BoG) Law 1999 69KB -
Extract from Schedule 2 to Criminal Justice (Proceeds of Crime) (BoG) Law 1999 49.8KB -
Financial Services Commission (Bailiwick of Guernsey) Law, 1987 (Consolidated text) 765KB -
Financial Services Commission (Bailiwick of Guernsey)(Amendment) Law, 2010 54.4KB -
Libya (Restrictive Measures)(Guernsey) Ordinance, 2011 94.8KB -
Libya (Restrictive-Measures)(Guernsey)(Amendment) Ordinance, 2011 46.1KB -
Libya (Restrictive Measures) (Guernsey) Ordinance, 2011 (Consolidated text) 153.8KB -
Protection of Investors (Bailiwick of Guernsey) (Amendment) Law, 2010 44.9KB -
Registration of Non-Regulated Financial Services Businesses (Bailiwick of Guernsey) Law, 2008 (Amendment) Ordinance, 2008 65.4KB -
Regulation of Fiduciaries, Administration Businesses and Company Directors, etc (Bailiwick of Guernsey) (Amendment) Law, 2010 79.9KB -
The Al Qaida and Taliban Order 2002 62.8KB -
The Terrorism Order 2001 59KB -
The Zimbabwe (Export of Goods and Freezing of Funds) Ordinance 2002 17.8KB -
Transfer of Funds (GSY-ALDY-Sark) Ordinance 2007 57.2KB -

Regulations

Criminal Justice (Proceeds of Crime) (BoG) Law 1999 (Amendment of Schedules 1 and 2) Regulations 2008.pdf 37.8KB -
Amalgamation and Migration of Companies (Fees Payable to the Guernsey Financial Services Commission) (Amendment) Regulations 2013 140.9KB -
Amalgamation and Migration of Companies (Fees payable to the Guernsey Financial Services Commission) Regulations, 2010 21.1KB -
Amalgamation and Migration of Companies (Fees payable to the Guernsey Financial Services Commission) Regulations, 2012 221.4KB -
Banking Supervision (Bailiwick of Guernsey)(Amendment) Regulations, 2008 29.6KB -
Council of European Union Regulation No.310 2002 - Zimbabwe 134.4KB -
Criminal Justice (Proceeds of Crime) (BoG) (Amendment) Regs 2006 107.9KB -
Criminal Justice (Proceeds of Crime) (Financial Services Businesses) (Bailiwick of Guernsey) (Amendment) Regulations 2008 304KB -
Criminal Justice (Proceeds of Crime) (Financial Services Businesses) (Bailiwick of Guernsey) Regulations 2007 (Consolidated text) 324.7KB -
Criminal Justice (Proceeds of Crime) (Legal Professionals, Accountants and Estate Agents) (Bailiwick of Guernsey) (Amendment) Regulations, 2008 72.9KB -
Criminal Justice (Proceeds of Crime) (Legal Professionals, Accountants and Estate Agents) (Bailiwick of Guernsey) Regulations 2008 (Consolidated as at 2013) 466.8KB -
Criminal Justice (Proceeds of Crime) (Legal Professionals, Accountants and Estate Agents) (Bailiwick of Guernsey) Regulations, 2008 (Consolidated version as at 2011) 391.5KB -
Criminal Justice (Proceeds of Crime) (Legal Professionals, Accountants and Estate Agents) (Bailiwick of Guernsey) Regulations, 2008 (tracked) 229.6KB -
Criminal Justice (Proceeds of Crime)(Financial Services Businesses)(Bailiiwick of Guernsey) Regulations 2007 (Consolidated Text) - Sept 2008 - Tracked 224.1KB -
Criminal Justice (Proceeds of Crime)(Financial Services Businesses)(Bailiwick of Guernsey) Regulations, 2007 (Consolidated text as at 2011) 396.8KB -
Criminal Justice (Proceeds of Crime)(Financial Services Businesses)(Bailiwick of Guernsey)(Amendment) Regulations, 2010 36.3KB -
Criminal Justice (Proceeds of Crime)(Financial Services Businesses)(Bailiwick of Guernsey)(Amendment)(No.2) Regulations, 2010 60.2KB -
Criminal Justice (Proceeds of Crime)(Legal Professionals, Accountants and Estate Agents)(Bailiwick of Guernsey)(Amendment) Regulations, 2010 37.8KB -
Criminal Justice (Proceeds of Crime)(Legal Professionals, Accountants and Estate Agents)(Bailiwick of Guernsey)(Amendment)(No. 3) Regulations, 2010 208.4KB -
Criminal Justice (Proceeds of Crime)(Legal Professionals, Accountants and Estate Agents)(Bailiwick of Guernsey)(Amendment)(No.2) Regulations, 2010 53.3KB -
Disclosure (Bailiwick of Guernsey) Regulations, 2007 (Consolidated text) 89.4KB -
Draft Uncertificated Securities (Guernsey) Regulations, 200[7] 325.5KB -
Draft Uncertificated Securities (Guernsey) Regulations, 200[7] 325.5KB -
Extract from the Criminal Justice (Proceeds of Crime) (FSBs) Reg 2007 9.5KB -
Financial Services Commission (Bailiwick of Guernsey)(Amendment) Regulations, 2010 584.8KB -
Financial Services Commission (Fees) (Amendment) Regulations, 2013 123.3KB -
Financial Services Commission (Fees) Regulations, 2006 149.7KB -
Financial Services Commission (Fees) Regulations, 2009 167.5KB -
Financial Services Commission (Fees) Regulations, 2010 210.1KB -
Financial Services Commission (Fees) Regulations, 2011 2.2MB -
Financial Services Commission (Fees) Regulations, 2012 2.2MB -
Financial Services Commission (Fees) Regulations, 2013 0.9MB -
Financial Services Commission (Fees) Regulations, 2014 1.4MB -
Insurance Business (Bailiwick of Guernsey) (Amendment) Regulations 2008 30.5KB -
Insurance Managers and Insurance Intermediaries (Bailiwick of Guernsey) (Amendment) Regulations, 2008 30.5KB -
Protected Cell Companies and Incorporated Cell Companies (Fees for Insurers) Regulations, 2009 76.6KB -
Protected Cell Companies and Incorporated Cell Companies (Fees for Insurers) Regulations, 2010 106.1KB -
Registration of non-reg FSBs fees Regulations 2009 48.2KB -
Registration of Non-Regulated Financial Services Businesses (Bailiwick of Guernsey) Law, 2008 (Schedule 1 Amendment) Regulations, 2010 49.2KB -
Registration of Non-Regulated Financial Services Businesses (Bailiwick of Guernsey)(Fees) Regulations, 2008 15.8KB -
Registration of Non-Regulated Financial Services Businesses (Bailiwick of Guernsey)(Fees) Regulations, 2010 70.6KB -
Registration of Non-Regulated FSBs Law Schedule 1 Amendment Regulations, 2008 71.3KB -
Regulation of Fiduciaries (Fees) Regulations, 2006 108.4KB -
Regulation of Fiduciaries (Fiduciary Advertisements and Annual Returns) Regulations, 2001 90.7KB -
Regulation of Fiduciaries, Administration Businesses and Company Directors, etc (Bailiwick of Guernsey) (Amendment) Regulations, 2008 28.9KB -
Schedule 1 to Terrorism and Crime (BoG) Law 2002 10.6KB -
Terrorism and Crime (Bailiwick of Guernsey) Regulations, 2007 (Consolidated text) 89.7KB -
The Criminal Justice (Proceeds of Crime) (FSBs) Amendment Reg 2009 50.8KB -
The Criminal Justice (Proceeds of Crime) (FSBs) Reg 2007 - amended 110.8KB -
The Criminal Justice (Proceeds of Crime) (FSBs) Regulations 2007 - highlighted 234.1KB -
The Criminal Justice (Proceeds of Crime) (Legal Professionals) (Amendment) Reg 2009 46.9KB -
The Disclosure (Bailiwick of Guernsey) Regulations, 2007 as amended 142KB -
The Disclosure (BoG) (Amendment) Reg 2010 257KB -
The Terrorism and Crime (BoG) (Amendment) Reg 2010 266.2KB -
The Regulation of Fiduciaries (Fiduciary Advertisements and Annual Returns)(Amendment) Regulations, 2013 6.6MB -
The Amalgamation and Migration of Companies (Fees payable to the GFSC) (Amendment) Regulations, 2017 122.8KB -
The Insurance Managers and Insurance Intermediaries (Approved Assets) (Amendment) Regulations, 2018 430.4KB -
Criminal Justice (Proceeds of Crime) (Legal Professionals, Accountants and Estate Agents) (Bailiwick of Guernsey) Regulations, 2008 (Consolidated as at 01/01/2014) 532.1KB -
Financial-Services-Commission-(Limited-Liability-Partnerships)-(Fees)-Regs-2015 0.9MB -

Instructions

Business from Sensitive Sources Notice (Number 07) for Financial Services Businesses 85.4KB -
Business From Sensitive Sources Notice (Number 1) 10.4KB -
Business from Sensitive Sources Notice (Number 1) for Prescribed Businesses 92KB -
Business From Sensitive Sources Notice (Number 2) 12.6KB -
Business From Sensitive Sources Notice (Number 2) for Prescribed Businesses 84.7KB -
Business From Sensitive Sources Notice (Number 3) 20.5KB -
Business from Sensitive Sources Notice (Number 3) for Prescribed Businesses 88.1KB -
Business From Sensitive Sources Notice (Number 4) 36.1KB -
Business From Sensitive Sources Notice (Number 4) for Prescribed Businesses 75.9KB -
Business from Sensitive Sources Notice (Number 5) 47KB -
Business from Sensitive Sources Notice (Number 6) 91.5KB -
Business from Sensitive Sources Notice (Number 8) 72.4KB -
Business From Sensitive Sources Notice (Number 9) 91KB -
Financial Services Businesses Instruction (Number 02/2014) Business from Sensitive Sources 127.3KB -
Financial Services Businesses Instruction (Number 03/2014) 138KB -
Financial Services Businesses Instruction (Number 07) 149.4KB -
Financial Services Businesses Instruction (Number 08) 74.9KB -
Financial Services Businesses Instruction (Number 09) 104.1KB -
Financial Services Businesses Instruction (Number 10) 141.2KB -
Financial Services Businesses Instruction (Number 11) 173.5KB -
Financial Services Businesses Instruction (Number 12) 198.2KB -
Financial Services Businesses Instruction (Number 13) Business from Sensitive Sources 185.3KB -
Financial Services Businesses Instruction (Number 15) Business from Sensitive Sources 200.1KB -
Financial Services Businesses Instruction (Number 16) Business from Sensitive Sources 196.5KB -
Financial Services Businesses Instruction (Number 17) Business from Sensitive Sources 251.8KB -
Financial Services Businesses Instruction (Number 19) Business from Sensitive Sources 379KB -
Financial Services Businesses Instruction (Number 20) Business from Sensitive Sources 67.1KB -
Financial Services Businesses Instruction (Number 21) Business from Sensitive Sources 345.2KB -
Financial Services Businesses Instruction (Number M 01/2014) 53.5KB -
Financial-Services Businesses Instruction (Number 18) Business from Sensitive Sources 327.4KB -
Instruction (Number 04/2014) for Financial Services Businesses 144.6KB -
Instruction No. 01/2015 for Financial Services Businesses 308.4KB -
Instruction No. 01/2015 for Prescribed Businesses 308.8KB -
Instruction No. 02/2015 for Financial Services Businesses 147KB -
Instruction No. 02/2015 for Prescribed Businesses 147.1KB -
Instruction No. 03/2015 for Financial Services Businesses 395.2KB -
Instruction No. 03/2015 for Prescribed Businesses 395.4KB -
Instruction No. 04/2015 for Prescribed Businesses 301.2KB -
Instruction No. 04/2015 from Financial Services Businesses 301KB -
Instruction No. 05/2014 for Financial Services Businesses 54.7KB -
Instruction No. 05/2014 for Prescribed Businesses 54.6KB -
Instruction No. 06/2014 for Financial Services Businesses 153.8KB -
Instruction No. 06/2014 for Prescribed Businesses 153.4KB -
Instruction Number (01/2014) for Fiduciary Financial Services Business 19.7KB -
Instruction Number (04/2014) for Prescribed Businesses 148.6KB -
Instruction Number 01/2016 for Financial Services Businesses 363.3KB -
Instruction Number 01/2016 for Prescribed Businesses 363.1KB -
Instruction Number 07/2014 for Financial Services Businesses 183.8KB -
Instruction Number 07/2014 for Prescribed Businesses 184.1KB -
Instructions and Notices - Record of Changes (9 July 2014) 244.9KB -
Instructions and Notices - Record of Changes (December 2014) 376.7KB -
Instructions and Notices - Record of Changes (June 2014) 238.7KB -
Instructions and Notices - Record of Changes (November 2014) 269KB -
Notices and Instructions 787.1KB -
Notices and Instructions Record of Changes 260214 335.9KB -
Prescribed Businesses Instruction (Number 02/2014) Business from Sensitive Sources 127.6KB -
Prescribed Businesses Instruction (Number 03/2014) 347.1KB -
Prescribed Businesses Instruction (Number 05) 149.4KB -
Prescribed Businesses Instruction (Number 06) 89.8KB -
Prescribed Businesses Instruction (Number 07) 104.4KB -
Prescribed Businesses Instruction (Number 08) 141.2KB -
Prescribed Businesses Instruction (Number 09) 171.4KB -
Prescribed Businesses Instruction (Number 10) 198.7KB -
Prescribed Businesses Instruction (Number 11) Business from Sensitive Sources 186.9KB -
Prescribed Businesses Instruction (Number 13) Business from Sensitive Sources 224.8KB -
Prescribed Businesses Instruction (Number 14) Business from Sensitive Sources 195.9KB -
Prescribed Businesses Instruction (Number 15) Business from Sensitive Sources 251.7KB -
Prescribed Businesses Instruction (Number 16) Business from Sensitive Sources 326.9KB -
Prescribed Businesses Instruction (Number 17) Business from Sensitive Sources 364.1KB -
Prescribed Businesses Instruction (Number 18) Business from Sensitive Sources 67.3KB -
Prescribed Businesses Instruction (Number 19) Business from Sensitive Sources 344.2KB -
Prescribed Businesses Instruction (Number M 01/2014) 53.4KB -

Rules

The Licensees (Conduct of Business) Rules 2009.docx 73.1KB -
Collective Investment Schemes (Class B) Rules 1990 162KB -
Collective Investment Schemes (Designated Persons) Rules 1988 48.6KB -
Draft Authorised Closed ended Investment Schemes Rules 2008 168KB -
Draft Handbook on Countering Financial Crime and the Financing of Terrorism - April 2007 4MB -
Draft Prospectus Rules 200[8] 55.5KB -
Draft Registered Collective Investment Scheme Rules 200[8] 73.9KB -
Funds Development 105.8KB -
Handbook for Financial Services Businesses 2.4MB -
Handbook for Financial Services Businesses 5.2MB -
Handbook for Financial Services Businesses (clean) 2.4MB -
Handbook for Financial Services Businesses (clean) 2.1MB -
Handbook for Financial Services Businesses (clean) 2.1MB -
Handbook for Financial Services Businesses (clean) 2.1MB -
Handbook for Financial Services Businesses (clean) 6MB -
Handbook for Financial Services Businesses (clean) 5.9MB -
Handbook for Financial Services Businesses (clean) 5.2MB -
Handbook for Financial Services Businesses (current) August 10.pdf 2.4MB -
Handbook for Financial Services Businesses (draft) 4MB -
Handbook for Financial Services Businesses (proposed tracked) 5.6MB -
Handbook for Financial Services Businesses (proposed) 5.1MB -
Handbook for Financial Services Businesses (tracked changes) 2.4MB -
Handbook for Financial Services Businesses (tracked for consultation) 1.1MB -
Handbook for Financial Services Businesses (tracked) 2.5MB -
Handbook for Financial Services Businesses (tracked) 2.1MB -
Handbook for Financial Services Businesses (tracked) 2.1MB -
Handbook for Financial Services Businesses (tracked) 2.1MB -
Handbook for Financial Services Businesses (tracked) 6.2MB -
Handbook for Financial Services Businesses (tracked) 5.9MB -
Handbook for Financial Services Businesses (tracked) August 10 2.4MB -
Handbook for Financial Services Businesses on Countering Financial Crime and Terrorist Financing (clean) Dec 12 2.9MB -
Handbook for Financial Services Businesses on Countering Financial Crime and Terrorist Financing (current) March and April 2013 2.1MB -
Handbook for Financial Services Businesses on Countering Financial Crime and Terrorist Financing (November 2015) 3.2MB -
Handbook for Financial Services Businesses on Countering Financial Crime and Terrorist Financing (November 2015) (Blacklined) 3.2MB -
Handbook for Financial Services Businesses on Countering Financial Crime and Terrorist Financing (tracked) December 12 2.9MB -
Handbook for Financial Services Businesses on Countering Financial Crime and Terrorist Financing (tracked) March and April 2013 3.1MB -
Handbook for FSBs (clean) - September 2008 5.9MB -
Handbook for FSBs (clean) July 11 2.4MB -
Handbook for FSBs (tracked) July 11 2.6MB -
Handbook for FSBs (tracked) Sept 08 6MB -
Handbook for PBs (current) Oct 10 2MB -
Handbook for PBs (tracked) Dec 09 0.9MB -
Handbook for PBs (tracked) Oct 10 2MB -
Handbook for Prescribed Businesses (clean) 1.9MB -
Handbook for Prescribed Businesses (clean) 1.9MB -
Handbook for Prescribed Businesses (clean) 1.1MB -
Handbook for Prescribed Businesses (clean) 3.9MB -
Handbook for Prescribed Businesses (clean) 3.8MB -
Handbook for Prescribed Businesses (clean) 3.8MB -
Handbook for Prescribed Businesses (clean) August 10.pdf 1.9MB -
Handbook for Prescribed Businesses (clean) July 11 2MB -
Handbook for Prescribed Businesses (draft) 1.9MB -
Handbook for Prescribed Businesses (tracked changes) 2MB -
Handbook for Prescribed Businesses (tracked for consultation) 1.1MB -
Handbook for Prescribed Businesses (tracked) 2MB -
Handbook for Prescribed Businesses (tracked) 1.1MB -
Handbook for Prescribed Businesses (tracked) 4MB -
Handbook for Prescribed Businesses (tracked) 3.8MB -
Handbook for Prescribed Businesses (tracked) 3.8MB -
Handbook for Prescribed Businesses (tracked) August 10.pdf 1.9MB -
Handbook for Prescribed Businesses (tracked) July 11 2MB -
Handbook for Prescribed Businesses on Countering Financial Crime and Terrorist Financing (clean) Dec 12 2.4MB -
Handbook for Prescribed Businesses on Countering Financial Crime and Terrorist Financing (current) March and April 2013 1.9MB -
Handbook for Prescribed Businesses on Countering Financial Crime and Terrorist Financing (November 2015) 2.9MB -
Handbook for Prescribed Businesses on Countering Financial Crime and Terrorist Financing (November 2015) (Blacklined) 2.9MB -
Handbook for Prescribed Businesses on Countering Financial Crime and Terrorist Financing (tracked) December 12 2.4MB -
Handbook for Prescribed Businesses on Countering Financial Crime and Terrorist Financing (tracked) March and April 2013 2.6MB -
Registered Collective Investment Scheme Rules 2008 223.9KB -
The Insurance Managers and Insurance Intermediaries Conduct of Business Rules (to 31/12/2014) 28.5KB -
The Authorised Collective Investment Schemes (Class B) Rules, 2013 (The Class B Rules)Archive 623KB -
The Private Investment Fund Rules 2016 70.1KB -
The Licensees (Conduct of Business) Rules 2016 (Amendment) Rules 2017 112.2KB -
Authorised Closed-Ended Investment Schemes Rules 2008 241.4KB -
Collective Investment Schemes (Qualifying Professional Investor Funds) (Class Q) Rules 1998 60.8KB -
Guernsey Green Fund Consolidated Rules 2018 686.9KB -
Licensees (Capital Adequacy) Rules 2010 214.4KB -
Prospectus Rules 2018 405.3KB -
Registered Collective Investment Scheme Rules 2018 428.6KB -
Retirement Annuity Trust Schemes Rules, 2010 1.4MB -
Retirement Annuity Trust Schemes Rules, 2010 (consolidated text) 1MB -
The Authorised Collective Investment Schemes (Class B) Rules 2013 2.8MB -
The Insurance Business (Public Disclosure of Information) Rules, 2018 553.2KB -
The Insurance Intermediaries (Conduct of Business) Rules 2014 1MB -
The Insurance Managers (Conduct of Business) Rules 2014 352.9KB -
The Licensees (Conduct of Business) Rules 2016 1.1MB -
The Pension Rules and Guidance 2020 726.8KB -
The Private Investment Fund Rules and Guidance 2021 351.7KB -
The Registered Collective Investment Schemes Rules 2015 380.4KB -
The Retirement Annuity Trust Schemes (Amendment) Rules, 2013 691.5KB -
Insurance Business (Special Purpose Insurer) Rules 2018 499KB -
The Licensed Insurer's (Conduct of Business) Rules, 2018 606.4KB -
Guernsey Green Fund (Amendment) Rules, 2021 488.3KB -
The Fiduciary Rules and Guidance 2020 1MB -
The Insurance Business (Solvency) Rules, 2015 1.6MB -
The Guernsey Green Fund Rules and Guidance, 2021 473.6KB -
The Licensees (Conduct of Business) Rules and Guidance, 2021 626.7KB -
The Licensees (Conduct of Business) Rules and Guidance, 2021 (consolidated text) 547.7KB -

Codes

Code of Conduct for Authorised Insurance Representatives (to 31/12/2014) 22.8KB -
Code of Conduct for Insurers Conducting Long-Term Business 14.2KB -
Code of practice-TSPs-2009 35.5KB -
Code of practice-Directors-2009 11.5KB -
Code of practice-CSPs-2009 33.2KB -
Code of Practice for Insurance Intermediary Applicants and Licensees Conducting Business in the BoG 13.6KB -
Licensed Insurers' Code of Conduct 26.9KB -
Guernsey Financial Services Commission Code of Practice for Banks 31.7KB -
Principles for the Management of Credit Risk 13.3KB -
Code of Practice for Branch Operations 9.2KB -
Code of Conduct for Financial Advisers 318.4KB -
Code of Corporate Governance 337.2KB -

Guidance

Anti-money laundering guidance 2002 321.4KB -
Egmont case studies 2.9MB -
Guidance Note on Registered Closed-Ended Funds 97.3KB -
Guidance Note on The Licensees (Conduct of Business) Rules 2009 174.5KB -
Guidance Notes on AML CFT - 2002 542.1KB -
Guidance Notes on the Prevention of Money Laundering - 1997 5.4MB -
Incorrect Pricing of Authorised Collective Investment Schemes - Guidance Note on Correction and Compensation 26.5KB -
Incorrect Pricing of Authorised Collective Investment Schemes - Guidance Note on Correction and Compensation 26.5KB -
Leaflet - Fighting Crime and Terrorism - You can help 535.2KB -
Simplified Guidance on the AML-CFT Framework 193.4KB -
Statement on Interviews Conducted under Section 21B(1) of the Financial Services Commission (Bailiwick of Guernsey) Law, 1987 (Consolidated text) 173.1KB -
The Authorised Collective Investment Schemes (Class B) Rules, 2013 - Feedback on Consultation 57.4KB -
Article 36 of AIFMD - Depositary Requirements Guidance Notes Post-Consultation 479KB -
Change of Designated Person Guidance 176KB -
Custodians of Open-Ended Collective Investment Schemes with Indirectly Held Assets - Guidance Note 753.9KB -
Guidance Note for International Life and Pensions Insurers 16.8KB -
Guidance Note for Licensed Insurers on Category 6 - Non-Special Purposes Insurers 567.4KB -
Guidance Note for Licensed Insurers on Reinsurance and Other Forms of Risk Transfer 322.6KB -
Guidance Note for Licensed Insurers on Resilience Testing 14.7KB -
Guidance Note on Licensed Insurers' Own Solvency Assessment 403.9KB -
Guidance Note on Private Trust Companies 546.3KB -
Guidance Note on Registered Collective Investment Schemes 92.9KB -
Guidance note on Special Purpose Insurers 444.3KB -
Guidance Note on the Independence of Managers and Trustees of Class A Collective Investment Schemes 11.4KB -
Guidance Note on The Licensees (Capital Adequacy) Rules 2010 64.8KB -
Guidance Note on the Outsourcing of Functions by Entities Licensed Under The Protection of Investors (Bailiwick of Guernsey) Law, 1987 60.7KB -
Guidance Note on Training and Competency Schemes 176.4KB -
Guidance Note on Up Streaming and Transparency 99.9KB -
Guidance Note on Verification of Prudential Returns 137.3KB -
Guidance Notes For Completion Of Investment Audited Financial Statements and Compliance Returns (Licensee) – FORM 142 241.2KB -
Guidance on disclosure under the AIR Code 342.4KB -
Guidance on Liquidity Risk Management 534KB -
Guidance on notifications required from Licensed Insurers 30.6KB -
Guidelines to Banks and their Auditors 753.9KB -
Guidelines to banks and their auditors issued under s1 (b) (ii) of the Banking Supervision (Accounts) Rules, 1994 474.8KB -
Hedge Funds - Flexible Approach to Authorisation Policy 23.3KB -
Non-Guernsey Schemes Guidance 113KB -
Note on company formation 148.7KB -
Note on managed trust company relationships 23.7KB -
Pricing controls in respect of Open Ended Collective Investment Schemes 76.1KB -
Principles of Conduct of Derivatives Business 152.4KB -
Private Investment Fund - Guidance Note 174.8KB -
Registered Office Guidance 471.7KB -
The Licensees (Conduct of Business) Rules 2009 - Guidance Note 353.4KB -
Guidance Note on Notifications of New Directors, Controllers and Partners of Licensees Under Section 28A of The Protection of Investors (Bailiwick of Guernsey) Law, 1987 14.7KB -
Guidance for Entities Acting in Respect of Qualifying Investor Funds or Registered Closed Ended Investment Funds 38.6KB -
Decision Making Process - November 2019 287.4KB -
Guidance Note on the Completion and Submission of Annual Returns 427.4KB -
Appointment of Administrator and Administration Manager 67.4KB -
Directions to a Licensee 84.6KB -
Directions to Advertisers 88.4KB -
Disapplication of the Directorship Exemption 63.6KB -
Discretionary Financial Penalties 704.9KB -
Disqualification of Actuaries 61.9KB -
Disqualification of Auditors 116.1KB -
Disqualification Orders 3.7MB -
Imposition of Licence Conditions 91.8KB -
Licence Cancellation, Revocation or Suspension 3.4MB -
Private Reprimands 2.5MB -
Prohibition Orders 86.8KB -
Public Statements 810.3KB -
Winding Up of a Business 3.4MB -
Discretionary Financial Penalties Bandings, 2017 1.8MB -
The Commission’s general approach to Enforcement, 2018 448.2KB -
AML/CFT Typologies - Jersey 636.2KB -

Other

Consultation paper fee rate Proposals 2012.docx 65.3KB -
Consultation Document on Amendments to the Bailiwick's Framework for CML and TF 39KB -
Consultation on Amendments to the Criminal Justice Legislation in Respect of ML and TF 122.4KB -
Consultation Paper on Proposed Framework for PBs 61.9KB -
Consultation Paper Proposed Extension of Commission's Enforcement Powers 210.8KB -
Explanatory Note and Feedback on Consultation on The Licensees (Conduct of Business) Rules, 2009 11.8KB -
Dear CEO - Custodians 298.1KB -
Feedback Statement on The Registered Collective Investment Schemes Rules 2015 284.1KB -
The-Retirement-Annuity-Trust-Schemes-Rules-2015 120.2KB -
Approved Auditors List - August 2021 127.6KB -
Commission SAR Presentation Summary 354.4KB -
GACO Samantha Sheen Presentation (29-01-14) 234.4KB -

Consultations

Consultation - Authorised Collective Investment Schemes (Class B) Rules, 2012 107KB -
Consultation on Draft Licensees (Capital Adequacy) Rules 2009 13.1KB -
Consultation on the Draft of the Collective Investment Schemes (Class A) Rules 2008 500.5KB -
Consultation Paper Code of Corporate Governance 97.8KB -
Consultation Paper Fee Rate Proposals 2011 240.6KB -
Consultation Paper Finance Sector Code of Corporate Governance 636.9KB -
Consultation Paper on Amendments to the Insurance Fees Regulations 21KB -
Consultation Paper on Amendments to The Protection of Investors (Bailiwick of Guernsey) Law, 1987 As Amended 141.4KB -
Consultation Paper on Proposals for Amendments to The Protection of Investors Law, The Financial Services Commission Law and The Insider Dealing Law 155.9KB -
Consultation Paper on Registered Closed-Ended Investment Funds 30.3KB -
Consultation Paper on Revised Proposals for Amendments to The Protection of Investors Law and The Insider Dealing Law 72.2KB -
Consultation Paper on the Draft Code of Market Conduct 102.6KB -
Consultation Paper on the Regulatory Framework for Hedge Funds in Guernsey 25KB -
Criminal Justice (Proceeds of Crime) (Legal Professionals, Accountants and Estate Agents) (Bailiwick of Guernsey) Regulations, 2008 - Draft 114KB -
Criminal-Justice-(POC)(FSB)(BoG)-Regulations-2007-(tracked-for-consultation)-June-12 339.5KB -
Criminal-Justice-(POC)(PBs)(BoG)-Regulations-2008-(tracked-for-consultation)-June-12 400.9KB -
Draft Authorised Collective Investment Schemes (Class B) Rules, 2012 344KB -
Handbook for FSBs on Countering Financial Crime and Terrorist Financing (tracked for consultation) June 12 3.1MB -
Handbook for Prescribed Businesses on Countering Financial Crime and Terrorist Financing (tracked for Consultation) June 12 2.6MB -
Schedule 1 and 2 to POC Law (tracked for consultation) June 12 144.1KB -
Schedule 1 to Reg of NRFSBs (BoG) Law 2008 (tracked for-consultation) June 12 124KB -
Second Consultation on the Implementation of Guernsey Financial Advice Standards 734.5KB -

Rules

THE COLLECTIVE INVESTMENT SCHEMES 201.5KB -
THE LICENSEES (FINANCIAL RESOURCES, 224.5KB -
The Insurance Business (Solvency) Rules, 2015 1.6MB -
Fiduciary Rules and Guidance, 2021 (consolidated text) 574.6KB -