The Authorisations and Innovation Division is the sector of the Commission responsible for assessing, reviewing and decision-making in respect of applications to conduct supervised financial services business.
Communication with Authorisations
We welcome open and transparent communication with applicants: to be informed enables effective, timely decisions to be made.
The following information outlines key features that we will assess when an application pack is received. Understanding the application process will aid effective and timely processing.
All banking applications are processed by the Banking and Insurance Supervision and Policy Division.
The fiduciary sector in the Bailiwick covers a broad range of services although some exemptions to licensing apply.
Applications for Licenced Insurers, Insurance Managers and Insurance intermediaries.
The investment sector in the Bailiwick provides a broad range of services including investment advice....
Registered Business Applications
Applications for non-regulated financial services businesses and prescribed businesses.