Prohibitions

This is the list of prohibition orders made by the Commission. Prohibition Orders made after 1 November 2021 are included on this list pursuant to section 34 of the Enforcement Powers Law, prior to that date the list was made pursuant to section 34F(1) of the Protection of Investors (Bailiwick of Guernsey) Law, 1987, section 28B(1) of The Insurance Business (Bailiwick of Guernsey) Law, 2002, section 18B(1) of The Insurance Managers and Insurance Intermediaries (Bailiwick of Guernsey) Law, 2002 and sections 17B(1) of each of the Banking Supervision (Bailiwick of Guernsey) Law, 1994 and The Regulation of Fiduciaries, Administration Businesses and Company Directors, etc. (Bailiwick of Guernsey) Law, 2000, as amended in each case.

The Commission has prohibited the individuals named below from carrying out the functions described below. Licensees under the above laws are required to take reasonable care to ensure that none of their functions, in relation to the carrying on of a regulated activity, is performed by a person who is prohibited from doing so by a prohibition order.

Mr Geoffrey John Trebert (Date of Birth 26 March 1969) of 5 Fort Grey Apartments, La Route de la Lague, Torteval, Guernsey, GY8 0EQ

Date of prohibition order pursuant to section 33 of the Financial Services Business (Enforcement Powers) (Bailiwick of Guernsey) Law, 2020 and prohibited functions:

From 15 September 2022 until 15 July 2025: the functions of controller, director, partner, manager, money laundering reporting officer and money laundering compliance officer.

Mr Robert Archibald Gilchrist Sinclair (Date of Birth 5 October 1949) of Les Profonds Camps, La Rue Du Profond Camp, St. Martin’s, Guernsey, GY4 6EZ

Date of prohibition order pursuant to section 33 of the Financial Services Business (Enforcement Powers) (Bailiwick of Guernsey) Law, 2020 and prohibited functions:

From 20 January 2022 until 27 August 2027: the functions of controller,* director, partner, manager, money laundering reporting officer and money laundering compliance officer.

*Subject to a limited exception permitting Mr Sinclair to pursue Civil Action Number 2394 in the Royal Court of Guernsey

Mr Keith Laurence Hammond (Date of Birth 5 November 1964) of 6 Clos Collette Nicolle, Green Lanes, St Peter Port, Guernsey, GY1 1RL

The Commission has imposed prohibition orders against Mr. Hammond for failing to provide information to the Commission (initially via an Online Personal Questionnaire and subsequently in correspondence), that was full, frank and unambiguous, in relation to the circumstances surrounding his resignation from previous employment.  The information relating to his conduct at, and departure from, his previous employment, was material to the Commission’s assessment of his fitness and propriety.

Date of prohibition order, law under which made and prohibited functions:

The Protection of Investors (Bailiwick of Guernsey) Law, 1987, as amended from 14 May 2021 until 14 November 2024: any function in relation to controlled investment business.

The Regulation of Fiduciaries, Administration Business and Company Directors, etc. (Bailiwick of Guernsey) Law, 2000, as amended from 14 May 2021 until 14 November 2024: any function in relation to a regulated activity carried on by a licensed fiduciary.

The Insurance Managers and Insurance Intermediaries (Bailiwick of Guernsey) Law, 2002, as amended from 14 May 2021 until 14 November 2024: any function on behalf of a licensee in relation to the business of an insurance manager or an insurance intermediary.

The Insurance Business (Bailiwick of Guernsey) Law, 2002, as amended from 14 May 2021 until 14 November 2024: any function on behalf of a licensee in relation to an insurance business.

The Banking Supervision (Bailiwick of Guernsey) Law, 1994, as amended from 14 May 2021 until 14 November 2024: any function on behalf of a licensee in relation to a deposit-taking business.
 

Mr Ian Roger Parry (Date of Birth 2 April 1970) of Les Niaux Cottage, Les Niaux, Castel, Guernsey, GY5 7AF

Date of prohibition order, law under which made and prohibited functions:

The Protection of Investors (Bailiwick of Guernsey) Law, 1987, as amended from 4 March 2021: any function in relation to controlled investment business.

The Regulation of Fiduciaries, Administration Business and Company Directors, etc (Bailiwick of Guernsey) Law, 2000, as amended from 4 March 2021: any function in relation to a regulated activity carried on by a licensed fiduciary.

The Insurance Managers and Insurance Intermediaries (Bailiwick of Guernsey) Law, 2002, as amended from 4 March 2021: any function on behalf of a licensee in relation to the business of an insurance manager or an insurance intermediary.

The Insurance Business (Bailiwick of Guernsey) Law, 2002, as amended from 4 March 2021: any function on behalf of a licensee in relation to an insurance business.

The Banking Supervision (Bailiwick of Guernsey) Law, 1994, as amended from 4 March 2021: any function on behalf of a licensee in relation to a deposit-taking business.

Mr John Adam Robilliard (Date of Birth 11 June 1973) of Pointe Du Jour, Les Mourants, St Martin, Guernsey, GY4 6TW

Date of prohibition order, law under which made and prohibited functions:

The Protection of Investors (Bailiwick of Guernsey) Law, 1987, as amended from 31 March 2021 until 31 March 2027: the functions of shareholder, controller, director, partner, manager, money laundering reporting officer and money laundering compliance officer in relation to controlled investment business carried on by a licensed entity.

The Regulation of Fiduciaries, Administration Business and Company Directors, etc (Bailiwick of Guernsey) Law, 2000, as amended from 31 March 2021 until 31 March 2027: the functions of shareholder, controller, director, partner, manager, money laundering reporting officer and money laundering compliance officer in relation to a regulated activity carried on by or for a licensed fiduciary.

The Insurance Managers and Insurance Intermediaries (Bailiwick of Guernsey) Law, 2002, as amended from 31 March 2021 until 31 March 2027: the functions of shareholder, controller, director, partner, manager, money laundering reporting officer and money laundering compliance officer in relation to the business of an insurance manager or an insurance intermediary carried on by or for an insurance manager or an insurance intermediary.

The Insurance Business (Bailiwick of Guernsey) Law, 2002, as amended from 31 March 2021 until 31 March 2027: the functions of shareholder, controller, director, partner, manager, money laundering reporting officer and money laundering compliance officer in relation to an insurance business carried on by or for a licensed business.

The Banking Supervision (Bailiwick of Guernsey) Law, 1994, as amended from 31 March 2021 until 31 March 2027: the functions of shareholder, controller, director, partner, manager, money laundering reporting officer and money laundering compliance officer in relation to a deposit-taking business carried on by or for a licensed institution.

Mr Christopher Henry Shaw (Date of Birth 5 October 1953) of Ferter Farmhouse, Glentrool Forest, South Ayrshire KA26 0SR

Date of prohibition order, law under which made and prohibited functions:

The Protection of Investors (Bailiwick of Guernsey) Law, 1987, as amended from 31 March 2021 until 31 March 2031: the functions of shareholder, controller, director, partner, manager, money laundering reporting officer and money laundering compliance officer in relation to controlled investment business carried on by a licensed entity.

The Regulation of Fiduciaries, Administration Business and Company Directors, etc (Bailiwick of Guernsey) Law, 2000, as amended from 31 March 2021 until 31 March 2031: the functions of shareholder, controller, director, partner, manager, money laundering reporting officer and money laundering compliance officer in relation to a regulated activity carried on by or for a licensed fiduciary.

The Insurance Managers and Insurance Intermediaries (Bailiwick of Guernsey) Law, 2002, as amended from 31 March 2021 until 31 March 2031: the functions of shareholder, controller, director, partner, manager, money laundering reporting officer and money laundering compliance officer in relation to the business of an insurance manager or an insurance intermediary carried on by or for an insurance manager or an insurance intermediary.

The Insurance Business (Bailiwick of Guernsey) Law, 2002, as amended from 31 March 2021 until 31 March 2031: the functions of shareholder, controller, director, partner, manager, money laundering reporting officer and money laundering compliance officer in relation to an insurance business carried on by or for a licensed business.

The Banking Supervision (Bailiwick of Guernsey) Law, 1994, as amended from 31 March 2021 until 31 March 2031: the functions of shareholder, controller, director, partner, manager, money laundering reporting officer and money laundering compliance officer in relation to a deposit-taking business carried on by or for a licensed institution.
 

Mr Paul Michael Everitt (Date of Birth 21 March 1968) of Barrowgate, La Route des Cornus, St Martin, Guernsey, GY4 6PS

Date of prohibition order, law under which made and prohibited functions:

The Protection of Investors (Bailiwick of Guernsey) Law, 1987, as amended from 4 March 2021: any function in relation to controlled investment business.

The Regulation of Fiduciaries, Administration Business and Company Directors, etc (Bailiwick of Guernsey) Law, 2000, as amended from 4 March 2021: any function in relation to a regulated activity carried on by a licensed fiduciary.

The Insurance Managers and Insurance Intermediaries (Bailiwick of Guernsey) Law, 2002, as amended from 4 March 2021: any function on behalf of a licensee in relation to the business of an insurance manager or an insurance intermediary.

The Insurance Business (Bailiwick of Guernsey) Law, 2002, as amended from 4 March 2021: any function on behalf of a licensee in relation to an insurance business.

The Banking Supervision (Bailiwick of Guernsey) Law, 1994, as amended from 4 March 2021: any function on behalf of a licensee in relation to a deposit-taking business.

Mr Antonio Carlos de Godoy Buzaneli (Date of Birth 7 June 1961) of 310 Redwood Lane, Key Biscayne, Florida, 33149, USA

Date of prohibition order, law under which made and prohibited functions:

The Protection of Investors (Bailiwick of Guernsey) Law, 1987, as amended, from 4 March 2021: any function in relation to controlled investment business.

The Regulation of Fiduciaries, Administration Business and Company Directors, etc (Bailiwick of Guernsey) Law, 2000, as amended, from 4 March 2021: any function in relation to a regulated activity carried on by a licensed fiduciary.

The Insurance Managers and Insurance Intermediaries (Bailiwick of Guernsey) Law, 2002, as amended, from 4 March 2021: any function on behalf of a licensee in relation to the business of an insurance manager or an insurance intermediary.

The Insurance Business (Bailiwick of Guernsey) Law, 2002, as amended, from 4 March 2021: any function on behalf of a licensee in relation to an insurance business.

The Banking Supervision (Bailiwick of Guernsey) Law, 1994, as amended, from 4 March 2021: any function on behalf of a licensee in relation to a deposit-taking business.

Mr Jose Manuel Ordoñez (Date of Birth 7 March 1971) of 3050, SW 139 Terrace, Davie, Florida, 3330, USA

Date of prohibition order, law under which made and prohibited functions:

The Protection of Investors (Bailiwick of Guernsey) Law, 1987, as amended, from 4 March 2021: any function in relation to controlled investment business.

The Regulation of Fiduciaries, Administration Business and Company Directors, etc (Bailiwick of Guernsey) Law, 2000, as amended, from 4 March 2021: any function in relation to a regulated activity carried on by a licensed fiduciary.

The Insurance Managers and Insurance Intermediaries (Bailiwick of Guernsey) Law, 2002, as amended, from 4 March 2021: any function on behalf of a licensee in relation to the business of an insurance manager or an insurance intermediary.

The Insurance Business (Bailiwick of Guernsey) Law, 2002, as amended, from 4 March 2021: any function on behalf of a licensee in relation to an insurance business.

The Banking Supervision (Bailiwick of Guernsey) Law, 1994, as amended, from 4 March 2021: any function on behalf of a licensee in relation to a deposit-taking business.

Mr Jose Eduardo Paula de Lima Araujo (Date of Birth 22 October 1970) of Av. Carlos Queiroz Telles, 81, Colina 21, Jardim Fonte do Morumbi, Sao Paulo SP, 05704-150, Brazil

Date of prohibition order, law under which made and prohibited functions:

The Protection of Investors (Bailiwick of Guernsey) Law, 1987, as amended, from 4 March 2021: any function in relation to controlled investment business.

The Regulation of Fiduciaries, Administration Business and Company Directors, etc (Bailiwick of Guernsey) Law, 2000, as amended, from 4 March 2021: any function in relation to a regulated activity carried on by a licensed fiduciary.

The Insurance Managers and Insurance Intermediaries (Bailiwick of Guernsey) Law, 2002, as amended, from 4 March 2021: any function on behalf of a licensee in relation to the business of an insurance manager or an insurance intermediary.

The Insurance Business (Bailiwick of Guernsey) Law, 2002, as amended, from 4 March 2021: any function on behalf of a licensee in relation to an insurance business.

The Banking Supervision (Bailiwick of Guernsey) Law, 1994, as amended, from 4 March 2021: any function on behalf of a licensee in relation to a deposit-taking business.

Mr Richard John Bach (Date of Birth 24 October 1954) of L'Ecurie, Rue des Jehans, Torteval, Guernsey, GY8 0RE

Date of prohibition order, law under which made and prohibited functions:

The Regulation of Fiduciaries, Administration Business and Company Directors, etc (Bailiwick of Guernsey) Law, 2000, as amended; from 11 December 2020 until 11 December 2026: the functions of director, controller, partner, manager, money laundering reporting officer, money laundering compliance officer or compliance officer in relation to a regulated activity carried on by or for a licensed fiduciary.

The Protection of Investors (Bailiwick of Guernsey) Law, 1987, as amended; from 11 December 2020 until 11 December 2026: the functions of director, controller, partner, manager, money laundering reporting officer, money laundering compliance officer or compliance officer in relation to controlled investment business carried on by an entity licensed under the Protection of Investors Law.

The Insurance Managers and Insurance Intermediaries (Bailiwick of Guernsey) Law, 2002, as amended; from 11 December 2020 until 11 December 2026: the functions of director, controller, partner, manager, money laundering reporting officer, money laundering compliance officer or compliance officer in relation to the business of an insurance manager or an insurance intermediary by or for an insurance manager or an insurance intermediary.

The Insurance Business (Bailiwick of Guernsey) Law, 2002, as amended; from 11 December 2020 until 11 December 2026: the functions of director, controller, partner, manager, money laundering reporting officer, money laundering compliance officer or compliance officer in relation to an insurance business carried on by or for a licensed insurance business.

The Banking Supervision (Bailiwick of Guernsey) Law, 1994, as amended; from 11 December 2020 until 11 December 2026: the functions of director, controller, partner, manager, money laundering reporting officer, money laundering compliance officer or compliance officer in relation to a deposit-taking business carried on by or for a licensed institution.

Miss Tracey Jane Ozanne (Date of Birth 22 June 1967) of 15 Oldwood Court, New Paris Road, St Peter Port, Guernsey, GY1 2BR

Date of prohibition order, law under which made and prohibited functions:

The Regulation of Fiduciaries, Administration Business and Company Directors, etc (Bailiwick of Guernsey) Law, 2000, as amended; from 11 December 2020 until 11 December 2025: the functions of money laundering reporting officer, money laundering compliance officer or compliance officer in relation to a regulated activity carried on by or for a licensed fiduciary.

The Protection of Investors (Bailiwick of Guernsey) Law, 1987, as amended; from 11 December 2020 until 11 December 2025: the functions of money laundering reporting officer, money laundering compliance officer or compliance officer in relation to controlled investment business carried on by an entity licensed under the Protection of Investors Law.

The Insurance Managers and Insurance Intermediaries (Bailiwick of Guernsey) Law, 2002, as amended; from 11 December 2020 until 11 December 2025: the functions of money laundering reporting officer, money laundering compliance officer or compliance officer in relation to the business of an insurance manager or an insurance intermediary by or for an insurance manager or an insurance intermediary.

The Insurance Business (Bailiwick of Guernsey) Law, 2002, as amended; from 11 December 2020 until 11 December 2025: the functions of money laundering reporting officer, money laundering compliance officer or compliance officer in relation to an insurance business carried on by or for a licensed insurance business.

The Banking Supervision (Bailiwick of Guernsey) Law, 1994, as amended; from 11 December 2020 until 11 December 2025: the functions of money laundering reporting officer, money laundering compliance officer or compliance officer in relation to a deposit-taking business carried on by or for a licensed institution.

Mr Mark Peter Penney (Date of Birth 19 August 1961) of La Grande Houguette, Rue des Coutures, St Martins, Guernsey, GY4 6HN

Date of prohibition order, law under which made and prohibited functions:

The Regulation of Fiduciaries, Administration Business and Company Directors, etc (Bailiwick of Guernsey) Law, 2000, as amended; from 4 May 2020 until 4 May 2026: the functions of director, controller, partner and manager in relation to a regulated activity carried on by or for a licensed fiduciary.

The Protection of Investors (Bailiwick of Guernsey) Law, 1987, as amended; from 4 May 2020 until 4 May 2026: the functions of director, controller, partner, manager and financial advisor in relation to controlled investment business carried on by an entity licensed under the Protection of Investors Law.

The Insurance Managers and Insurance Intermediaries (Bailiwick of Guernsey) Law, 2002, as amended; from 4 May 2020 until 4 May 2026: the functions of director, controller, partner, manager, financial advisor and authorised insurance representative in relation to the business of an insurance manager or an insurance intermediary by or for an insurance manager or an insurance intermediary.

The Insurance Business (Bailiwick of Guernsey) Law, 2002, as amended; from 4 May 2020 until 4 May 2026: the functions of director, controller, partner, manager, general representative and authorised insurance representative in relation to an insurance business carried on by or for a licensed insurance business.

The Banking Supervision (Bailiwick of Guernsey) Law, 1994, as amended; from 4 May 2020 until 4 May 2026: the functions of director, controller, partner and manager in relation to a deposit-taking business carried on by or for a licensed institution.

Mr Marc Adam Roxby (Date of Birth 5 July 1984) of 11 Les Residences, Cobo, Guernsey, GY5 7UZ

Date of prohibition order, law under which made and prohibited functions:

The Regulation of Fiduciaries, Administration Business and Company Directors, etc (Bailiwick of Guernsey) Law, 2000, as amended; from 4 May 2020 until 4 May 2024: the functions of director, controller, partner and manager in relation to a regulated activity carried on by or for a licensed fiduciary.

The Protection of Investors (Bailiwick of Guernsey) Law, 1987, as amended; from 4 May 2020 until 4 May 2024: the functions of director, controller, partner and manager in relation to controlled investment business carried on by an entity licensed under the Protection of Investors Law.

The Insurance Managers and Insurance Intermediaries (Bailiwick of Guernsey) Law, 2002, as amended; from 4 May 2020 until 4 May 2024: the functions of director, controller, partner and manager in relation to the business of an insurance manager or an insurance intermediary by or for an insurance manager or an insurance intermediary.

The Insurance Business (Bailiwick of Guernsey) Law, 2002, as amended; from 4 May 2020 until 4 May 2024: the functions of director, controller, partner and manager in relation to an insurance business carried on by or for a licensed insurance business.

The Banking Supervision (Bailiwick of Guernsey) Law, 1994, as amended; from 4 May 2020 until 4 May 2024: the functions of director, controller, partner and manager in relation to a deposit-taking business carried on by or for a licensed institution.

Mr Kevin Paul Gilligan (Date of Birth 4 January 1979) of The Mooring, Kings Road, St Peter Port, Guernsey, GY1 1QE

Date of prohibition order, law under which made and prohibited functions:

The Regulation of Fiduciaries, Administration Business and Company Directors, etc (Bailiwick of Guernsey) Law, 2000, as amended; from 17 February 2020 until 17 April 2026: the functions of director, controller, partner and manager in relation to a regulated activity carried on by or for a licensed fiduciary.

The Protection of Investors (Bailiwick of Guernsey) Law, 1987, as amended; from 17 February 2020 until 17 April 2026: the functions of director, controller, partner and manager in relation to controlled investment business carried on by an entity licensed under the Protection of Investors Law.

The Insurance Managers and Insurance Intermediaries (Bailiwick of Guernsey) Law, 2002, as amended; from 17 February 2020 until 17 April 2026: the functions of director, controller, partner and manager in relation to the business of an insurance manager or an insurance intermediary by or for an insurance manager or an insurance intermediary.

The Insurance Business (Bailiwick of Guernsey) Law, 2002, as amended; from 17 February 2023 until 17 April 2026: the functions of director, controller, partner and manager in relation to an insurance business carried on by or for a licensed insurance business.

The Banking Supervision (Bailiwick of Guernsey) Law, 1994, as amended; from 17 February 2020 until 17 April 2026: the functions of director, controller, partner and manager in relation to a deposit-taking business carried on by or for a licensed institution.

Mr Charles Peter Gervais Tracy (Date of Birth 23 October 1945) of Claverton House, La Route de Sausmarez, St Martin, Guernsey, GY4 6SG

Date of prohibition order, law under which made and prohibited functions:

The Regulation of Fiduciaries, Administration Business and Company Directors, etc (Bailiwick of Guernsey) Law, 2000, as amended; from 17 February 2020 until 17 August 2023: the functions of director, controller, partner and manager in relation to a regulated activity carried on by or for a licensed fiduciary.

The Protection of Investors (Bailiwick of Guernsey) Law, 1987, as amended; from 17 February 2020 until 17 August 2023: the functions of director, controller, partner and manager in relation to controlled investment business carried on by an entity licensed under the Protection of Investors Law.

The Insurance Managers and Insurance Intermediaries (Bailiwick of Guernsey) Law, 2002, as amended; from 17 February 2020 until 17 August 2023: the functions of director, controller, partner and manager in relation to the business of an insurance manager or an insurance intermediary by or for an insurance manager or an insurance intermediary.

The Insurance Business (Bailiwick of Guernsey) Law, 2002, as amended; from 17 February 2023 until 17 August 2023: the functions of director, controller, partner and manager in relation to an insurance business carried on by or for a licensed insurance business.

The Banking Supervision (Bailiwick of Guernsey) Law, 1994, as amended; from 17 February 2020 until 17 August 2023: the functions of director, controller, partner and manager in relation to a deposit-taking business carried on by or for a licensed institution.

Mr Alan Michael Chick (Date of Birth 4 June 1954) of The Glen, Talbot Valley, Castel, Guernsey, GY5 7AQ

Date of prohibition order, law under which made and prohibited functions:

The Regulation of Fiduciaries, Administration Business and Company Directors, etc (Bailiwick of Guernsey) Law, 2000, as amended from 31 May 2018 until 31 May 2023: the functions of director, controller, partner or manager in relation to a regulated activity carried on by or for a licensed fiduciary.

The Protection of Investors (Bailiwick of Guernsey) Law, 1987, as amended; from 31 May 2018 until 31 May 2023: the functions of director, controller, partner or manager in relation to controlled investment business carried on by an entity licensed under the Protection of Investors Law.

The Insurance Managers and Insurance Intermediaries (Bailiwick of Guernsey) Law, 2002, as amended from 31 May 2018 until 31 May 2023: the functions of director, controller, partner or manager in relation to the business of an insurance manager or an insurance intermediary by or for an insurance manager or an insurance intermediary.

The Insurance Business (Bailiwick of Guernsey) Law, 2002, as amended; from 31 May 2018 until 31 May 2023: the functions of director, controller, partner or manager in relation to an insurance business carried on by or for a licensed insurance business.

The Banking Supervision (Bailiwick of Guernsey) Law, 1994, as amended from 31 May 2018 until 31 May 2023: the functions of director, controller, partner or manager in relation to a deposit-taking business carried on by or for a licensed institution.

Mr Philip Anthony John Montague, (Date of Birth 22 May 1963) Old Cobo Farm House, Cobo Coast Road, Castel GY5 7HE

Date of prohibition order, law under which made and prohibited functions:

The Regulation of Fiduciaries, Administration Business and Company Directors, etc (Bailiwick of Guernsey) Law, 2000, as amended from 14 June 2017 until 14 June 2024: any function in relation to a regulated activity carried on by or for a licensed fiduciary.

The Protection of Investors (Bailiwick of Guernsey) Law, 1987, as amended; from 14 June 2017 until 14 June 2024: any function in relation to controlled investment business carried on by an entity licensed under the Protection of Investors Law.

The Insurance Managers and Insurance Intermediaries (Bailiwick of Guernsey) Law, 2002, as amended from 14 June 2017 until 14 June 2024: any function in relation to the business of an insurance manager or an insurance intermediary by or for an insurance manager or an insurance intermediary.

The Insurance Business (Bailiwick of Guernsey) Law, 2002, as amended; from 14 June 2017 until 14 June 2024: any function in relation to an insurance business carried on by or for a licensed insurance business.

The Banking Supervision (Bailiwick of Guernsey) Law, 1994, as amended from 14 June 2017 until 14 June 2024: any function in relation to a deposit-taking business carried on by or for a licensed institution.

Mr Lee Timothy Barkman (Date of Birth 27 December 1961) of Les Fontaines, Kings Road, St Peter Port, Guernsey GY11QA.

The Commission has imposed a prohibition order against Mr Barkman for:

  • serious corporate governance failings in respect of unlicensed companies while acting as a purported director of these companies;
  • providing promotion and investment advice on investments, without having the appropriate license;
  • acting in breach of cell particulars.

Date of prohibition order, law under which made and prohibited functions:

The Regulation of Fiduciaries, Administration Business and Company Directors, etc (Bailiwick of Guernsey) Law, 2000, as amended from 14 June 2017 until 14 June 2024: any function in relation to a regulated activity carried on by or for a licensed fiduciary.

The Protection of Investors (Bailiwick of Guernsey) Law, 1987, as amended; from 14 June 2017 until 14 June 2024: any function in relation to controlled investment business carried on by an entity licensed under the Protection of Investors Law.

The Insurance Managers and Insurance Intermediaries (Bailiwick of Guernsey) Law, 2002, as amended from 14 June 2017 until 14 June 2024: any function in relation to the business of an insurance manager or an insurance intermediary by or for an insurance manager or an insurance intermediary.

The Insurance Business (Bailiwick of Guernsey) Law, 2002, as amended; from 14 June 2017 until 14 June 2024: any function in relation to an insurance business carried on by or for a licensed insurance business.

The Banking Supervision (Bailiwick of Guernsey) Law, 1994, as amended from 14 June 2017 until 14 June 2024: any function in relation to a deposit-taking business carried on by or for a licensed institution.

Gordon, Martyn Paul (Date of Birth 22 July 1972) of La Corniche, La Mine Doree, Rue de la Boullerie, St Andrews, Guernsey, GY6 8XQ

Date of prohibition order, law under which made and prohibited functions:​

The Regulation of Fiduciaries, Administration Businesses and Company Directors, etc. (Bailiwick of Guernsey) Law, 2000​
from 17 August 2015 until 16 August 2029: any function in relation to a regulated activity carried on by or for a licensed fiduciary.

The Protection of Investors (Bailiwick of Guernsey) Law, 1987
from 17 August 2015 until 16 August 2029: any function in relation to controlled investment business carried on by an entity licensed under the Protection of Investors Law.

The Insurance Managers and Insurance Intermediaries (Bailiwick of Guernsey) Law, 2002
from 17 August 2015 until 16 August 2029: any function in relation to the business of an insurance manager or an insurance intermediary by or or for an insurance manager or an insurance intermediary.

The Insurance Business (Bailiwick of Guernsey) Law, 2002
from 17 August 2015 until 16 August 2029: any function in relation to an insurance business carried on by or for a licensed insurance business.

The Banking Supervision (Bailiwick of Guernsey) Law, 1994
from 17 August 2015 until 16 August 2029: any function in relation to a deposit-taking business carried on by or for a licensed institution.

Wickins, Richard Julian (Date of Birth 6 September 1975) of Amberely, Les Friteaux, St Martins, Guernsey, GY4 6XA

Date of prohibition order, law under which made and prohibited functions:

The Protection of Investors (Bailiwick of Guernsey) Law, 1987
from 3 December 2014: any function in relation to controlled investment business carried on by an entity licensed under the Protection of Investors Law.

The Insurance Business (Bailiwick of Guernsey) Law, 2002
from 3 December 2014: the functions of controller, partner, director or manager in relation to a person licensed under the Insurance Business Law to conduct long-term insurance business.

The Insurance Managers and Insurance Intermediaries (Bailiwick of Guernsey) Law, 2002
from 3 December 2014: any function in relation to an insurance intermediary conducting long-term insurance business.

Merrien, David John (Date of Birth 26 February 1969) of Goldridge House, Les Fauconnaires, St Andrews, Guernsey, GY6 8UE

​Date of prohibition order, law under which made and prohibited functions:

The Protection of Investors (Bailiwick of Guernsey) Law, 1987
from 3 December 2014: any function in relation to controlled investment business carried on by an entity licensed under the Protection of Investors Law.

The Banking Supervision (Bailiwick of Guernsey) Law, 1994
from 3 December 2014: any function in relation to a deposit-taking business carried on by or for a licensed institution.

The Regulation of Fiduciaries, Administration Businesses and Company Directors, etc. (Bailiwick of Guernsey) Law, 2000​
from 3 December 2014: any function in relation to a regulated activity carried on by or for a licensed fiduciary.

The Insurance Business (Bailiwick of Guernsey) Law, 2002
from 3 December 2014: any function in relation to an insurance business carried on by or for a licensed insurance business.
 
The Insurance Managers and Insurance Intermediaries (Bailiwick of Guernsey) Law, 2002
from 3 December 2014: any function in relation to the business of an insurance manager or an insurance intermediary by or for an insurance manager or an insurance intermediary.

Harbour, Pippa Marie (Date of Birth 22 November 1954) of Shoreham Lodge, La Rue des Varendes, Castel, Guernsey, GY5 7RF

Date of prohibition order, law under which made and prohibited functions:

The Protection of Investors (Bailiwick of Guernsey) Law, 1987​
from 27 November 2009: director, controller, partner or manager in relation to a controlled investment business.

The Banking Supervision (Bailiwick of Guernsey) Law, 1994
from 27 November 2009: director, controller, partner or manager in relation to a deposit taking business.

The Regulation of Fiduciaries, Administration Businesses and Company Directors, etc. (Bailiwick of Guernsey) Law, 2000
from 27 November 2009: director, controller, partner or manager in relation to a fiduciary business which undertakes regulated activities.

The Insurance Business (Bailiwick of Guernsey) Law, 2002
from 27 November 2009: director, controller, partner, manager or general representative in relation to an insurance business.

The Insurance Managers and Insurance Intermediaries (Bailiwick of Guernsey) Law, 2002
from 27 November 2009: director, controller, partner, manager or authorised insurance representative in relation to the business of an insurance manager or an insurance intermediary.

Le Page, Martyn, (Date of Birth 13 February 1966) of Shalom, Clos du Soleil, Grand Bouet, St Peter Port, Guernsey, GY1 2RU

Date of prohibition order, law under which made and prohibited functions:

The Protection of Investors (Bailiwick of Guernsey) Law, 1987
from 30 August 2006: any function in relation to controlled investment business.

The Banking Supervision (Bailiwick of Guernsey) Law, 1994
from 30 August 2006: any function in relation to a deposit taking business.

The Regulation of Fiduciaries, Administration Businesses and Company Directors, etc. (Bailiwick of Guernsey) Law, 2000
from 30 August 2006: any function in relation to regulated fiduciary activities.​