Prohibitions

This is the list of prohibition orders made by the Commission and referred to in section 34F(1) of the Protection of Investors (Bailiwick of Guernsey) Law, 1987, section 28B(1) of The Insurance Business(Bailiwick of Guernsey) Law, 2002, section 18B(1) of The Insurance Managers and Insurance Intermediaries(Bailiwick of Guernsey) Law, 2002 and sections 17B(1) of each of the Banking Supervision (Bailiwick of Guernsey) Law, 1994 and The Regulation of Fiduciaries, Administration Businesses and Company Directors, etc. (Bailiwick of Guernsey) Law, 2000, as amended in each case.

The Commission has prohibited the individuals named below from carrying out the functions described below. Licensees under the above laws are required to take reasonable care to ensure that none of their functions, in relation to the carrying on of a regulated activity, is performed by a person who is prohibited from doing so by a prohibition order.

Mr Richard John Bach (Date of Birth 24 October 1954) of L'Ecurie, Rue des Jehans, Torteval, Guernsey, GY8 0RE

Date of prohibition order, law under which made and prohibited functions:

The Regulation of Fiduciaries, Administration Business and Company Directors, etc (Bailiwick of Guernsey) Law, 2000, as amended; from 11 December 2020 until 11 December 2026: the functions of director, controller, partner, manager, money laundering reporting officer, money laundering compliance officer or compliance officer in relation to a regulated activity carried on by or for a licensed fiduciary.

The Protection of Investors (Bailiwick of Guernsey) Law, 1987, as amended; from 11 December 2020 until 11 December 2026: the functions of director, controller, partner, manager, money laundering reporting officer, money laundering compliance officer or compliance officer in relation to controlled investment business carried on by an entity licensed under the Protection of Investors Law.

The Insurance Managers and Insurance Intermediaries (Bailiwick of Guernsey) Law, 2002, as amended; from 11 December 2020 until 11 December 2026: the functions of director, controller, partner, manager, money laundering reporting officer, money laundering compliance officer or compliance officer in relation to the business of an insurance manager or an insurance intermediary by or for an insurance manager or an insurance intermediary.

The Insurance Business (Bailiwick of Guernsey) Law, 2002, as amended; from 11 December 2020 until 11 December 2026: the functions of director, controller, partner, manager, money laundering reporting officer, money laundering compliance officer or compliance officer in relation to an insurance business carried on by or for a licensed insurance business.

The Banking Supervision (Bailiwick of Guernsey) Law, 1994, as amended; from 11 December 2020 until 11 December 2026: the functions of director, controller, partner, manager, money laundering reporting officer, money laundering compliance officer or compliance officer in relation to a deposit-taking business carried on by or for a licensed institution.

Miss Tracey Jane Ozanne (Date of Birth 22 June 1967) of 15 Oldwood Court, New Paris Road, St Peter Port, Guernsey, GY1 2BR

Date of prohibition order, law under which made and prohibited functions:

The Regulation of Fiduciaries, Administration Business and Company Directors, etc (Bailiwick of Guernsey) Law, 2000, as amended; from 11 December 2020 until 11 December 2025: the functions of money laundering reporting officer, money laundering compliance officer or compliance officer in relation to a regulated activity carried on by or for a licensed fiduciary.

The Protection of Investors (Bailiwick of Guernsey) Law, 1987, as amended; from 11 December 2020 until 11 December 2025: the functions of money laundering reporting officer, money laundering compliance officer or compliance officer in relation to controlled investment business carried on by an entity licensed under the Protection of Investors Law.

The Insurance Managers and Insurance Intermediaries (Bailiwick of Guernsey) Law, 2002, as amended; from 11 December 2020 until 11 December 2025: the functions of money laundering reporting officer, money laundering compliance officer or compliance officer in relation to the business of an insurance manager or an insurance intermediary by or for an insurance manager or an insurance intermediary.

The Insurance Business (Bailiwick of Guernsey) Law, 2002, as amended; from 11 December 2020 until 11 December 2025: the functions of money laundering reporting officer, money laundering compliance officer or compliance officer in relation to an insurance business carried on by or for a licensed insurance business.

The Banking Supervision (Bailiwick of Guernsey) Law, 1994, as amended; from 11 December 2020 until 11 December 2025: the functions of money laundering reporting officer, money laundering compliance officer or compliance officer in relation to a deposit-taking business carried on by or for a licensed institution.

Stephen Bougourd (date of birth 11 April 1965) of Flat 3, Hillside, Point Rocques, St Sampson Guernsey GY2 4HL

Date of prohibition order, law under which made and prohibited functions:

The Regulation of Fiduciaries, Administration Business and Company Directors, etc (Bailiwick of Guernsey) Law, 2000, as amended; from 7 December 2020 until 4 December 2021: the functions of director, controller, partner and manager in relation to a regulated activity carried on by or for a licensed fiduciary.

The Protection of Investors (Bailiwick of Guernsey) Law, 1987, as amended; from 7 December 2020 until 4 December 2021: the functions of director, controller, partner, manager and financial advisor in relation to controlled investment business carried on by an entity licensed under the Protection of Investors Law.

The Insurance Managers and Insurance Intermediaries (Bailiwick of Guernsey) Law, 2002, as amended; from 7 December 2020 until 4 December 2021: the functions of director, controller, partner, manager and financial advisor in relation to the business of an insurance manager or an insurance intermediary by or for an insurance manager or an insurance intermediary.

The Insurance Business (Bailiwick of Guernsey) Law, 2002, as amended; from 7 December 2020 until 4 December 2021: the functions of director, controller, partner and manager in relation to an insurance business carried on by or for a licensed insurance business.

The Banking Supervision (Bailiwick of Guernsey) Law, 1994, as amended; from 7 December 2020 until 4 December 2021: the functions of director, controller, partner and manager in relation to a deposit-taking business carried on by or for a licensed institution.

Mrs Deborah Anne Ellis (date of birth 2 June 1979) of St Mary's, Northlands Estate, Les Landes, Vale, GY3 5JH

Date of prohibition order, law under which made and prohibited functions:

The Regulation of Fiduciaries, Administration Business and Company Directors, etc (Bailiwick of Guernsey) Law, 2000, as amended; from 20 August 2020 until 20 January 2022: the functions of director, controller, partner and manager in relation to a regulated activity carried on by or for a licensed fiduciary.

The Protection of Investors (Bailiwick of Guernsey) Law, 1987, as amended; from 20 August 2020 until 20 January 2022: the functions of director, controller, partner and manager in relation to controlled investment business carried on by an entity licensed under the Protection of Investors Law.

The Insurance Managers and Insurance Intermediaries (Bailiwick of Guernsey) Law, 2002, as amended; from 20 August 2020 until 20 January 2022: the functions of director, controller, partner, and manager in relation to the business of an insurance manager or an insurance intermediary by or for an insurance manager or an insurance intermediary.

The Insurance Business (Bailiwick of Guernsey) Law, 2002, as amended; from 20 August 2020 until 20 January 2022: the functions of director, controller, partner and manager in relation to an insurance business carried on by or for a licensed insurance business.

The Banking Supervision (Bailiwick of Guernsey) Law, 1994, as amended; from 20 August 2020 until 20 January 2022: the functions of director, controller, partner and manager in relation to a deposit-taking business carried on by or for a licensed institution.

Mr Mark Peter Penney (Date of Birth 19 August 1961) of La Grande Houguette, Rue des Coutures, St Martins, Guernsey, GY4 6HN

Date of prohibition order, law under which made and prohibited functions:

The Regulation of Fiduciaries, Administration Business and Company Directors, etc (Bailiwick of Guernsey) Law, 2000, as amended; from 4 May 2020 until 4 May 2026: the functions of director, controller, partner and manager in relation to a regulated activity carried on by or for a licensed fiduciary.

The Protection of Investors (Bailiwick of Guernsey) Law, 1987, as amended; from 4 May 2020 until 4 May 2026: the functions of director, controller, partner, manager and financial advisor in relation to controlled investment business carried on by an entity licensed under the Protection of Investors Law.

The Insurance Managers and Insurance Intermediaries (Bailiwick of Guernsey) Law, 2002, as amended; from 4 May 2020 until 4 May 2026: the functions of director, controller, partner, manager, financial advisor and authorised insurance representative in relation to the business of an insurance manager or an insurance intermediary by or for an insurance manager or an insurance intermediary.

The Insurance Business (Bailiwick of Guernsey) Law, 2002, as amended; from 4 May 2020 until 4 May 2026: the functions of director, controller, partner, manager, general representative and authorised insurance representative in relation to an insurance business carried on by or for a licensed insurance business.

The Banking Supervision (Bailiwick of Guernsey) Law, 1994, as amended; from 4 May 2020 until 4 May 2026: the functions of director, controller, partner and manager in relation to a deposit-taking business carried on by or for a licensed institution.

Mr Marc Adam Roxby (Date of Birth 5 July 1984) of 11 Les Residences, Cobo, Guernsey, GY5 7UZ

Date of prohibition order, law under which made and prohibited functions:

The Regulation of Fiduciaries, Administration Business and Company Directors, etc (Bailiwick of Guernsey) Law, 2000, as amended; from 4 May 2020 until 4 May 2024: the functions of director, controller, partner and manager in relation to a regulated activity carried on by or for a licensed fiduciary.

The Protection of Investors (Bailiwick of Guernsey) Law, 1987, as amended; from 4 May 2020 until 4 May 2024: the functions of director, controller, partner and manager in relation to controlled investment business carried on by an entity licensed under the Protection of Investors Law.

The Insurance Managers and Insurance Intermediaries (Bailiwick of Guernsey) Law, 2002, as amended; from 4 May 2020 until 4 May 2024: the functions of director, controller, partner and manager in relation to the business of an insurance manager or an insurance intermediary by or for an insurance manager or an insurance intermediary.

The Insurance Business (Bailiwick of Guernsey) Law, 2002, as amended; from 4 May 2020 until 4 May 2024: the functions of director, controller, partner and manager in relation to an insurance business carried on by or for a licensed insurance business.

The Banking Supervision (Bailiwick of Guernsey) Law, 1994, as amended; from 4 May 2020 until 4 May 2024: the functions of director, controller, partner and manager in relation to a deposit-taking business carried on by or for a licensed institution.

Mr Kevin Paul Gilligan (Date of Birth 4 January 1979) of The Mooring, Kings Road, St Peter Port, Guernsey, GY1 1QE

Date of prohibition order, law under which made and prohibited functions:

The Regulation of Fiduciaries, Administration Business and Company Directors, etc (Bailiwick of Guernsey) Law, 2000, as amended; from 17 February 2020 until 17 April 2026: the functions of director, controller, partner and manager in relation to a regulated activity carried on by or for a licensed fiduciary.

The Protection of Investors (Bailiwick of Guernsey) Law, 1987, as amended; from 17 February 2020 until 17 April 2026: the functions of director, controller, partner and manager in relation to controlled investment business carried on by an entity licensed under the Protection of Investors Law.

The Insurance Managers and Insurance Intermediaries (Bailiwick of Guernsey) Law, 2002, as amended; from 17 February 2020 until 17 April 2026: the functions of director, controller, partner and manager in relation to the business of an insurance manager or an insurance intermediary by or for an insurance manager or an insurance intermediary.

The Insurance Business (Bailiwick of Guernsey) Law, 2002, as amended; from 17 February 2023 until 17 April 2026: the functions of director, controller, partner and manager in relation to an insurance business carried on by or for a licensed insurance business.

The Banking Supervision (Bailiwick of Guernsey) Law, 1994, as amended; from 17 February 2020 until 17 April 2026: the functions of director, controller, partner and manager in relation to a deposit-taking business carried on by or for a licensed institution.

Mr Charles Peter Gervais Tracy (Date of Birth 23 October 1945) of Claverton House, La Route de Sausmarez, St Martin, Guernsey, GY4 6SG

Date of prohibition order, law under which made and prohibited functions:

The Regulation of Fiduciaries, Administration Business and Company Directors, etc (Bailiwick of Guernsey) Law, 2000, as amended; from 17 February 2020 until 17 August 2023: the functions of director, controller, partner and manager in relation to a regulated activity carried on by or for a licensed fiduciary.

The Protection of Investors (Bailiwick of Guernsey) Law, 1987, as amended; from 17 February 2020 until 17 August 2023: the functions of director, controller, partner and manager in relation to controlled investment business carried on by an entity licensed under the Protection of Investors Law.

The Insurance Managers and Insurance Intermediaries (Bailiwick of Guernsey) Law, 2002, as amended; from 17 February 2020 until 17 August 2023: the functions of director, controller, partner and manager in relation to the business of an insurance manager or an insurance intermediary by or for an insurance manager or an insurance intermediary.

The Insurance Business (Bailiwick of Guernsey) Law, 2002, as amended; from 17 February 2023 until 17 August 2023: the functions of director, controller, partner and manager in relation to an insurance business carried on by or for a licensed insurance business.

The Banking Supervision (Bailiwick of Guernsey) Law, 1994, as amended; from 17 February 2020 until 17 August 2023: the functions of director, controller, partner and manager in relation to a deposit-taking business carried on by or for a licensed institution.

Mr Bruce David McNaught (Date of Birth 10 September 1961) of St Brieuc, Rosaire Avenue, St Peter Port, Guernsey, GY1 1XU

Date of prohibition order, law under which made and prohibited functions:

The Regulation of Fiduciaries, Administration Business and Company Directors, etc (Bailiwick of Guernsey) Law, 2000, as amended; from 8 June 2018 until 8 June 2022: the functions of director, controller, partner, manager, Money Laundering Reporting Officer or Compliance Officer in relation to a regulated activity carried on by or for a licensed fiduciary.

The Protection of Investors (Bailiwick of Guernsey) Law, 1987, as amended; from 8 June 2018 until 8 June 2022: the functions of director, controller, partner, manager, financial adviser, Money Laundering Reporting Officer or Compliance Officer in relation to controlled investment business carried on by an entity licensed under the Protection of Investors Law.

The Insurance Managers and Insurance Intermediaries (Bailiwick of Guernsey) Law, 2002, as amended; from 8 June 2018 until 8 June 2022: the functions of director, controller, partner, manager, financial adviser, authorised insurance representative, Money Laundering Reporting Officer or Compliance Officer in relation to the business of an insurance manager or an insurance intermediary by or for an insurance manager or an insurance intermediary.

The Insurance Business (Bailiwick of Guernsey) Law, 2002, as amended; from 8 June 2018 until 8 June 2022: the functions of director, controller, partner, manager, general representative, authorised insurance representative, Money Laundering Reporting Officer or Compliance Officer in relation to an insurance business carried on by or for a licensed insurance business.

The Banking Supervision (Bailiwick of Guernsey) Law, 1994, as amended; from 8 June 2018 until 8 June 2022: the functions of director, controller, partner, manager, Money Laundering Reporting Officer or Compliance Officer in relation to a deposit-taking business carried on by or for a licensed institution.

 

Mr Jonathan James Wilson (Date of Birth 11 February 1967) of La Belle Epoque, Les Reines, Forest, Guernsey, GY8 0JD

Date of prohibition order, law under which made and prohibited functions:

The Regulation of Fiduciaries, Administration Business and Company Directors, etc (Bailiwick of Guernsey) Law, 2000, as amended; from 28 March 2019 until 30 September 2021: the functions of director, controller, partner or manager in relation to a regulated activity carried on by or for a licensed fiduciary.

The Protection of Investors (Bailiwick of Guernsey) Law, 1987, as amended; from 28 March 2019 until 30 September 2021: the functions of director, controller, partner or manager in relation to controlled investment business carried on by an entity licensed under the Protection of Investors Law.

The Insurance Managers and Insurance Intermediaries (Bailiwick of Guernsey) Law, 2002, as amended; from 28 March 2019 until 30 September 2021: the functions of director, controller, partner or manager in relation to the business of an insurance manager or an insurance intermediary by or for an insurance manager or an insurance intermediary.

The Insurance Business (Bailiwick of Guernsey) Law, 2002, as amended; from 28 March 2019 until 30 September 2021: the functions of director, controller, partner or manager in relation to an insurance business carried on by or for a licensed insurance business.

The Banking Supervision (Bailiwick of Guernsey) Law, 1994, as amended; from 28 March 2019 until 30 September 2021: the functions of director, controller, partner or manager in relation to a deposit-taking business carried on by or for a licensed institution.

 

Mr Alan Michael Chick (Date of Birth 4 June 1954) of The Glen, Talbot Valley, Castel, Guernsey, GY5 7AQ

Date of prohibition order, law under which made and prohibited functions:

The Regulation of Fiduciaries, Administration Business and Company Directors, etc (Bailiwick of Guernsey) Law, 2000, as amended from 31 May 2018 until 31 May 2023: the functions of director, controller, partner or manager in relation to a regulated activity carried on by or for a licensed fiduciary.

The Protection of Investors (Bailiwick of Guernsey) Law, 1987, as amended; from 31 May 2018 until 31 May 2023: the functions of director, controller, partner or manager in relation to controlled investment business carried on by an entity licensed under the Protection of Investors Law.

The Insurance Managers and Insurance Intermediaries (Bailiwick of Guernsey) Law, 2002, as amended from 31 May 2018 until 31 May 2023: the functions of director, controller, partner or manager in relation to the business of an insurance manager or an insurance intermediary by or for an insurance manager or an insurance intermediary.

The Insurance Business (Bailiwick of Guernsey) Law, 2002, as amended; from 31 May 2018 until 31 May 2023: the functions of director, controller, partner or manager in relation to an insurance business carried on by or for a licensed insurance business.

The Banking Supervision (Bailiwick of Guernsey) Law, 1994, as amended from 31 May 2018 until 31 May 2023: the functions of director, controller, partner or manager in relation to a deposit-taking business carried on by or for a licensed institution.

Mr Terence Joseph Scullion, (Date of Birth 21 November 1965) Beaumont, Fosse Andre, St Peter Port, Guernsey GY1 1XB

Date of prohibition order, law under which made and prohibited functions:

The Regulation of Fiduciaries, Administration Business and Company Directors, etc (Bailiwick of Guernsey) Law, 2000, as amended from 14 June 2017 until 14 June 2022: any function in relation to a regulated activity carried on by or for a licensed fiduciary.

The Protection of Investors (Bailiwick of Guernsey) Law, 1987, as amended; from 14 June 2017 until 14 June 2022: any function in relation to controlled investment business carried on by an entity licensed under the Protection of Investors Law.

The Insurance Managers and Insurance Intermediaries (Bailiwick of Guernsey) Law, 2002, as amended from 14 June 2017 until 14 June 2022: any function in relation to the business of an insurance manager or an insurance intermediary by or for an insurance manager or an insurance intermediary.

The Insurance Business (Bailiwick of Guernsey) Law, 2002, as amended; from 14 June 2017 until 14 June 2022: any function in relation to an insurance business carried on by or for a licensed insurance business.

The Banking Supervision (Bailiwick of Guernsey) Law, 1994, as amended from 14 June 2017 until 14 June 2022: any function in relation to a deposit-taking business carried on by or for a licensed institution.

Mr Philip Anthony John Montague, (Date of Birth 22 May 1963) Old Cobo Farm House, Cobo Coast Road, Castel GY5 7HE

Date of prohibition order, law under which made and prohibited functions:

The Regulation of Fiduciaries, Administration Business and Company Directors, etc (Bailiwick of Guernsey) Law, 2000, as amended from 14 June 2017 until 14 June 2024: any function in relation to a regulated activity carried on by or for a licensed fiduciary.

The Protection of Investors (Bailiwick of Guernsey) Law, 1987, as amended; from 14 June 2017 until 14 June 2024: any function in relation to controlled investment business carried on by an entity licensed under the Protection of Investors Law.

The Insurance Managers and Insurance Intermediaries (Bailiwick of Guernsey) Law, 2002, as amended from 14 June 2017 until 14 June 2024: any function in relation to the business of an insurance manager or an insurance intermediary by or for an insurance manager or an insurance intermediary.

The Insurance Business (Bailiwick of Guernsey) Law, 2002, as amended; from 14 June 2017 until 14 June 2024: any function in relation to an insurance business carried on by or for a licensed insurance business.

The Banking Supervision (Bailiwick of Guernsey) Law, 1994, as amended from 14 June 2017 until 14 June 2024: any function in relation to a deposit-taking business carried on by or for a licensed institution.

Mr Lee Timothy Barkman (Date of Birth 27 December 1961) of Les Fontaines, Kings Road, St Peter Port, Guernsey GY11QA.

The Commission has imposed a prohibition order against Mr Barkman for:

  • serious corporate governance failings in respect of unlicensed companies while acting as a purported director of these companies;
  • providing promotion and investment advice on investments, without having the appropriate license;
  • acting in breach of cell particulars.

Date of prohibition order, law under which made and prohibited functions:

The Regulation of Fiduciaries, Administration Business and Company Directors, etc (Bailiwick of Guernsey) Law, 2000, as amended from 14 June 2017 until 14 June 2024: any function in relation to a regulated activity carried on by or for a licensed fiduciary.

The Protection of Investors (Bailiwick of Guernsey) Law, 1987, as amended; from 14 June 2017 until 14 June 2024: any function in relation to controlled investment business carried on by an entity licensed under the Protection of Investors Law.

The Insurance Managers and Insurance Intermediaries (Bailiwick of Guernsey) Law, 2002, as amended from 14 June 2017 until 14 June 2024: any function in relation to the business of an insurance manager or an insurance intermediary by or for an insurance manager or an insurance intermediary.

The Insurance Business (Bailiwick of Guernsey) Law, 2002, as amended; from 14 June 2017 until 14 June 2024: any function in relation to an insurance business carried on by or for a licensed insurance business.

The Banking Supervision (Bailiwick of Guernsey) Law, 1994, as amended from 14 June 2017 until 14 June 2024: any function in relation to a deposit-taking business carried on by or for a licensed institution.

Hannah, Nicholas Robert (Date of Birth 24 August 1964) of Duvaux Farm, Duvaux Road, St Sampsons, Guernsey, GY2 4YB

Date of prohibition order, law under which made and prohibited functions:

The Protection of Investors (Bailiwick of Guernsey) Law, 1987
from 21 November 2016 until 21 November 2021: director, controller, partner or manager in relation to controlled investment business carried on by an entity licensed under the Protection of Investors Law.

The Banking Supervision (Bailiwick of Guernsey) Law, 1994
from 21 November 2016 until 21 November 2021: director, controller, partner or manager in relation to a deposit-taking business carried on by or for a licensed institution.

The Regulation of Fiduciaries, Administration Businesses and Company Directors, etc. (Bailiwick of Guernsey) Law, 2000​
from 21 November 2016 until 21 November 2021: director, controller, partner or manager in relation to a regulated activity carried on by or for a licensed fiduciary.

The Insurance Business (Bailiwick of Guernsey) Law, 2002
from 21 November 2016 until 21 November 2021: director, controller, partner or manager in relation to an insurance business carried on by or for a licensed insurance business.

The Insurance Managers and Insurance Intermediaries (Bailiwick of Guernsey) Law, 2002
from 21 November 2016 until 21 November 2021: director, controller, partner or manager in relation to the business of an insurance manager or an insurance intermediary by or for an insurance manager or an insurance intermediary.

Howe, Adrian Bradley (Date of Birth 14 September 1967) of Les Landes Barn, Les Landes, Forest, Guernsey, GY8 0DB

Date of prohibition order, law under which made and prohibited functions:

The Protection of Investors (Bailiwick of Guernsey) Law, 1987
from 21 November 2016 until 21 November 2021: director, controller, partner or manager in relation to controlled investment business carried on by an entity licensed under the Protection of Investors Law.

The Banking Supervision (Bailiwick of Guernsey) Law, 1994
from 21 November 2016 until 21 November 2021: director, controller, partner or manager in relation to a deposit-taking business carried on by or for a licensed institution.

The Regulation of Fiduciaries, Administration Businesses and Company Directors, etc. (Bailiwick of Guernsey) Law, 2000​
from 21 November 2016 until 21 November 2021: director, controller, partner or manager in relation to a regulated activity carried on by or for a licensed fiduciary.

The Insurance Business (Bailiwick of Guernsey) Law, 2002
from 21 November 2016 until 21 November 2021: director, controller, partner or manager in relation to an insurance business carried on by or for a licensed insurance business.

The Insurance Managers and Insurance Intermediaries (Bailiwick of Guernsey) Law, 2002
from 21 November 2016 until 21 November 2021: director, controller, partner or manager in relation to the business of an insurance manager or an insurance intermediary by or for an insurance manager or an insurance intermediary.

Gordon, Martyn Paul (Date of Birth 22 July 1972) of La Corniche, La Mine Doree, Rue de la Boullerie, St Andrews, Guernsey, GY6 8XQ

Date of prohibition order, law under which made and prohibited functions:​

The Regulation of Fiduciaries, Administration Businesses and Company Directors, etc. (Bailiwick of Guernsey) Law, 2000​
from 17 August 2015 until 16 August 2029: any function in relation to a regulated activity carried on by or for a licensed fiduciary.

The Protection of Investors (Bailiwick of Guernsey) Law, 1987
from 17 August 2015 until 16 August 2029: any function in relation to controlled investment business carried on by an entity licensed under the Protection of Investors Law.

The Insurance Managers and Insurance Intermediaries (Bailiwick of Guernsey) Law, 2002
from 17 August 2015 until 16 August 2029: any function in relation to the business of an insurance manager or an insurance intermediary by or or for an insurance manager or an insurance intermediary.

The Insurance Business (Bailiwick of Guernsey) Law, 2002
from 17 August 2015 until 16 August 2029: any function in relation to an insurance business carried on by or for a licensed insurance business.

The Banking Supervision (Bailiwick of Guernsey) Law, 1994
from 17 August 2015 until 16 August 2029: any function in relation to a deposit-taking business carried on by or for a licensed institution.

Wickins, Richard Julian (Date of Birth 6 September 1975) of Amberely, Les Friteaux, St Martins, Guernsey, GY4 6XA

Date of prohibition order, law under which made and prohibited functions:

The Protection of Investors (Bailiwick of Guernsey) Law, 1987
from 3 December 2014: any function in relation to controlled investment business carried on by an entity licensed under the Protection of Investors Law.

The Insurance Business (Bailiwick of Guernsey) Law, 2002
from 3 December 2014: the functions of controller, partner, director or manager in relation to a person licensed under the Insurance Business Law to conduct long-term insurance business.

The Insurance Managers and Insurance Intermediaries (Bailiwick of Guernsey) Law, 2002
from 3 December 2014: any function in relation to an insurance intermediary conducting long-term insurance business.

Merrien, David John (Date of Birth 26 February 1969) of Goldridge House, Les Fauconnaires, St Andrews, Guernsey, GY6 8UE

​Date of prohibition order, law under which made and prohibited functions:

The Protection of Investors (Bailiwick of Guernsey) Law, 1987
from 3 December 2014: any function in relation to controlled investment business carried on by an entity licensed under the Protection of Investors Law.

The Banking Supervision (Bailiwick of Guernsey) Law, 1994
from 3 December 2014: any function in relation to a deposit-taking business carried on by or for a licensed institution.

The Regulation of Fiduciaries, Administration Businesses and Company Directors, etc. (Bailiwick of Guernsey) Law, 2000​
from 3 December 2014: any function in relation to a regulated activity carried on by or for a licensed fiduciary.

The Insurance Business (Bailiwick of Guernsey) Law, 2002
from 3 December 2014: any function in relation to an insurance business carried on by or for a licensed insurance business.
 
The Insurance Managers and Insurance Intermediaries (Bailiwick of Guernsey) Law, 2002
from 3 December 2014: any function in relation to the business of an insurance manager or an insurance intermediary by or for an insurance manager or an insurance intermediary.

Harbour, Pippa Marie (Date of Birth 22 November 1954) of Shoreham Lodge, La Rue des Varendes, Castel, Guernsey, GY5 7RF

Date of prohibition order, law under which made and prohibited functions:

The Protection of Investors (Bailiwick of Guernsey) Law, 1987​
from 27 November 2009: director, controller, partner or manager in relation to a controlled investment business.

The Banking Supervision (Bailiwick of Guernsey) Law, 1994
from 27 November 2009: director, controller, partner or manager in relation to a deposit taking business.

The Regulation of Fiduciaries, Administration Businesses and Company Directors, etc. (Bailiwick of Guernsey) Law, 2000
from 27 November 2009: director, controller, partner or manager in relation to a fiduciary business which undertakes regulated activities.

The Insurance Business (Bailiwick of Guernsey) Law, 2002
from 27 November 2009: director, controller, partner, manager or general representative in relation to an insurance business.

The Insurance Managers and Insurance Intermediaries (Bailiwick of Guernsey) Law, 2002
from 27 November 2009: director, controller, partner, manager or authorised insurance representative in relation to the business of an insurance manager or an insurance intermediary.

Dawson-Ball, Peter Edward (Date of Birth 10 March 1954) of 12 Clos du Petit Bois, St Martin's, Guernsey, GY4 6NX

Date of prohibition order, law under which made and prohibited functions:

The Regulation of Fiduciaries, Administration Businesses and Company Directors, etc. (Bailiwick of Guernsey) Law, 2000​
from 1 May 2009: any function in relation to regulated fiduciary activities.

Le Page, Martyn, (Date of Birth 13 February 1966) of Shalom, Clos du Soleil, Grand Bouet, St Peter Port, Guernsey, GY1 2RU

Date of prohibition order, law under which made and prohibited functions:

The Protection of Investors (Bailiwick of Guernsey) Law, 1987
from 30 August 2006: any function in relation to controlled investment business.

The Banking Supervision (Bailiwick of Guernsey) Law, 1994
from 30 August 2006: any function in relation to a deposit taking business.

The Regulation of Fiduciaries, Administration Businesses and Company Directors, etc. (Bailiwick of Guernsey) Law, 2000
from 30 August 2006: any function in relation to regulated fiduciary activities.​