Complaints & Standards
Complaints Against Regulated Financial Services Businesses
If you have a justified complaint against a regulated entity and you have suffered a loss you should first raise the matter with the regulated entity itself...
Complaints Against the Commission
Any person who is dissatisfied with the actions of the Commission, or its staff, may lodge a complaint.
Members of the public, staff, officers or agents of financial services businesses may occasionally come across activities which indicate that regulatory misconduct may have taken place.