News

Prohibitions

Ms Ginette Louise Blondel (Date of Birth 2 July 1984) of Fontenelle, Les Baissieres, St Peter Port, Guernsey, GY1 2UE

6th March 2024

Date of prohibition order pursuant to section 33 of The Financial Services Business (Enforcement Powers) (Bailiwick of Guernsey) Law, 2020 and prohibited functions: From 1 March 2024 until 1 April 2033: controller, director, partner, manager, money laundering reporting officer and money laundering compliance officer under each of the regulatory laws.

Mr David Charles Housley Whitworth (Date of Birth 25 February 1955) of Apartment 4, The Lea, Rue Pres Les Nicolles, Forest, Guernsey GY8 0AD

5th March 2024

Prohibitions

Date of prohibition order pursuant to section 33 of The Financial Services Business (Enforcement Powers) (Bailiwick of Guernsey) Law, 2020 and prohibited functions: From 4 March 2024 until 4 September 2027: holding a supervised role.

Mr Paul Conway (Date of Birth 21 January 1958) of Charel, Les Osmonds Lane, St Sampson, Guernsey GY2 4GG

5th March 2024

Prohibitions

Mr Iskander Karam (Date of Birth 17/01/1979) of Sun House, 6 Chelsea Embankment, London, SW3 4LF

7th February 2024

Date of prohibition order pursuant to section 33 of The Financial Services Business (Enforcement Powers) (Bailiwick of Guernsey) Law, 2020 and prohibited functions: From 23 January 2024 until 22 January 2026: any function under each of the regulatory laws.

Mr Iskander Karam

7th February 2024

The Financial Services Business (Enforcement Powers) (Bailiwick of Guernsey) Law, 2020 (“the Enforcement Powers Law”) The Protection of Investors (Bailiwick of Guernsey) Law, 2020 (“the 2020 POI Law”) The Protection of Investors (Bailiwick of Guernsey) Law, 1987 (“the 1987 POI Law”) The Regulation of Fiduciaries, Administration Businesses and Company Directors, etc. (Bailiwick of Guernsey) Law...

Mrs Linda Dowding (Date of Birth 21 November 1953) of Brookland, Route de Cobo, Castel GY5 7UW

5th October 2023

Prohibitions

Mrs Linda Dowding (Date of Birth 21 November 1953) of Brookland, Route de Cobo, Castel GY5 7UW Date of prohibition order pursuant to section 33 of The Financial Services Business (Enforcement Powers) (Bailiwick of Guernsey) Law, 2020 and prohibited functions: From 26 September 2023 until 25 September 2026: shareholder, controller, director, partner, manager, money laundering reporting officer and...

Publication of a Notice of the fact of a Prohibition Order and a Discretionary Financial Penalty

5th October 2023

On the 26th day of September 2023, the Commission imposed a discretionary financial penalty as follows: Mrs Linda Dowding (“Mrs Dowding”) a financial penalty of £40,000. Further, on the above date, the Commission imposed a prohibition as follows: Mrs Dowding is prohibited from holding the position of shareholder, controller, director, partner, manager, money laundering reporting officer and money...

Mr Paul Conway (Date of Birth 21 January 1958) of Charel, Les Osmonds Lane, St Sampson GY2 4GG

4th August 2023

Prohibitions

Date of prohibition order pursuant to section 33 of The Financial Services Business (Enforcement Powers) (Bailiwick of Guernsey) Law, 2020 and prohibited functions: From 4 August 2023 until 3 August 2026: shareholder, controller, director, partner, manager, money laundering reporting officer and money laundering compliance officer under each of the regulatory laws.

Mr Trevor James Kelham (Date of Birth 1 August 1965) of 20303 N 75th Way, Scottsdale, Arizona, 85255, United States

18th May 2023

Prohibitions

Date of prohibition order pursuant to section 33 of the Financial Services Business (Enforcement Powers) (Bailiwick of Guernsey) Law, 2020 and prohibited functions: From 25 April 2023 until 25 April 2027: the functions of director, controller, partner, manager and financial adviser.