Financial Crime Division: Nick Herquin - Deputy Director, Darren Smith - Technical Specialist, Wade Hodgson - Assistant Director Slides
On this page, you will find details of past events, including, where applicable, recordings and materials. Information on upcoming events can be found on the Commission's Engagement Hub.
Events Index
The Banking and Insurance Division hosted three breakfast meetings on 10 and 11 November 2021, on the proposed new Credit and Finance Law. These sessions set out the background to the new law, outlined the Commission’s initial views and proposals, identified how the new law is likely to affect firms, and discussed the survey which it has launched for businesses involved in the sector. Please note...
Credit & Finance: Survey and Breakfast Meetings
GFSC Financial Crime Division: Fiona Crocker - Director, Nick Herquin - Deputy Director, Wade Hodgson - Assistant Director || Financial Intelligence Unit: David Ecuyer Slides
Reporting Suspicion Thematic Workshops
Speech - William Mason, Director General
The Chartered Governance Institute - Charting a Path Beyond Zoom: International Regulatory Governance Evolution and its Potential Impact on the Bailiwick
Session 1 Director General's Address Presentation slides Speech - William Mason, Director General Keynote Speech - Philip Middleton, Commissioner Risk and Operations Presentation slides Speech - Katherine Jane, Director Speech - Conor Osborough, Deputy Director Authorisations and Innovation Presentation slides Speech - Emma Bailey, Director Speech - Caroline Bradley, Deputy Director Keynote Speech...
2021 Industry Presentation
2021 Salarie Financial Services from GFSC on Vimeo.
Salarie Financial Services – Episode 4
The Investment, Fiduciary and Pension Division (“IFPD”) hosted a self-assurance session covering the introduction of the Fiduciary Rules and Pension Rules via live webinar at the GFSC on 3 November 2020. The presentation covered key changes being introduced, how certain rules came about and how responses to the consultation paper were taken into account and reflected in the rules or guidance...
Glategny Court
Self-assurance event – Fiduciary Rules and Pension Rules
Speech - William Mason, Director General
How Regulation Can Help Our Recovery
Slides - Fiona Crocker, Director & Nick Herquin, Deputy Director of the Financial Crime Division