News

Industry Seminar - 20 October 2011

26th October 2011

PDF File IconWelcome Speech - Peter Harwood, Chairman

PDF File IconKeynote Speech - Angela Knight

PDF File IconEconomic Update - Dr Andy Sloan

PDF File IconDirector General Speech - Nik van Leuven, Director General

PDF File IconPolicy and International Affairs Speech - Richard Walker, Director of Policy and International Affairs

 

 

Corporate Governance - Cross Divisional Presentation

 

PDF File Icon1st Presentation - Emma Bailey

PDF File Icon2nd Presentation - Fiona Crocker

PDF File Icon3rd Presentation - David Richings

PDF File Icon4th Presentation - Audrey Branch

  

AML/CFT - Cross Divisional Presentation

 

PDF File Icon1st Presentation - Sylvia Sirett

PDF File Icon2nd Presentation - Mark Le Page

PDF File Icon3rd Presentation - Manus Carvill

PDF File Icon4th Presentation - Nic Cleveland

PDF File Icon5th Presentation - Andrea Sarchet-Luff

 

Enforcement Presentation

 

PDF File Icon Enforcement Presentation - Samantha Sheen, Legal Counsel

 

INVESTMENT BUSINESS DIVISION PRESENTATIONS

 

     Presentation to Asset Managers and Stockbrokers

 

 PDF File Icon Welcome Speech - Carl Rosumek

 PDF File Icon On-Site Visits - Nick Herquin

 PDF File Icon Extranet Project - Nick Herquin

 PDF File Icon Retail Distribution Review - Louise Bougourd

 PDF File Icon Late Annual Returns - Dawn Sealey

 

     Presentation to Fund Service Providers

 

PDF File Icon Welcome Speech - Carl Rosumek

PDF File Icon On-Site Visits, Revised Class B Rules and Revised Non-Guernsey Scheme Rules - Mark Le Page

PDF File Icon Late Annual Returns - Emma Bailey

PDF File Icon Extranet Presentation - Emma Bailey

 

BANKING DIVISION PRESENTATION

 

PDF File Icon ICAAP Taking Stock - George Bartlett / Philip Marr 

PDF File Icon Upstreaming and Large Exposures - Andrea Sarchet-Luff  

PDF File Icon Outsourcing Thematic Review - Eamonn Finnerty

 

 

INSURANCE DIVISION PRESENTATION

 

 PDF File Icon Welcome Speech - Jeremy Quick

 PDF File Icon Update for Insurers and Managers - Caroline Bradley

 PDF File Icon Update for Intermediaries - John Dunford

 

FIDUCIARY SERVICES DIVISION PRESENTATION

 

 PDF File Icon Welcome Speech - Philip Nicol-Gent

 PDF File Icon Foundations Presentation - David McCloskey

 PDF File Icon Data Security Presentation - Donal Kennedy

 PDF File Icon "The Move East and Reputation" Presentation - Philip Nicol-Gent

 

NON-REGULATED FINANCIAL SERVICES BUSINESSES AND PRESCRIBED BUSINESSES PRESENTATION 

 

PDF File IconIntroduction to Registered Businesses - Rosemary Stevens 

PDF File IconPresentation on On-Site Visits - Common Problems and Guidance - Rosanna Hendry

PDF File IconThe FIS - Feedback and Typologies - Martyn Waters

PDF File IconExtranet Presentation - Donal Kennedy