Ongoing Supervision & Thematic Reviews

Ongoing Supervision

Listed below are useful documents related to the Commission's insurance supervision.

Please click on the individual links to view the documents:

Documents and Forms - Ongoing Supervision

Acceptable Level 4 Qualifications Table 139KB - 12th March 2019

Actuary Declaration - New Insurance Product or Fund 21KB

Authorised Insurance Representative Notification Form 21KB

Business Plan 78KB

CISI Presentation 25 June 2015 - GFAS - Qualified & Competent 497KB

Commission response to the second GFAS consultaton 691KB

Enforcement Consultation Paper - Discretionary Penalties 266KB

Feedback on the Consultation Paper on The Code of Conduct for Authorised Insurance Representatives 1MB - 7th March 2017

Feedback to the Consultation on the Implentation of the Guernsey Financial Advice Standards 147KB

Financial Crime Risk Return - A Guide for Firms 692KB

Implementation of Guernsey Financial Advice Standards 147KB

LCF Discussion Paper 744KB

PCC Solvency Summary 133KB - 27th March 2018

Regulatory Solvency Assessment 376KB

Solvency II Position Statement 228KB

Standard Condition (Long Term Business) 9KB

Listed below are the most current up to date Thematic Reviews published by the Commission.

Please click on the individual links to view the reports:

Thematics

Report on the Thematic Review of Investment and Long-term Insurance Sales Practice 51KB - 1st June 2014

Report on the Thematic Review of Investment and Long-term Insurance Sales Practice 2017 1MB - 11th September 2017

Report on the Thematic Review of the Sales of General Insurance Add-on Products 199KB - 1st December 2015

Report on the Thematic Review of Insurance Managers' Client Take-on Procedures 278KB - 24th July 2015

Report on the 2018 Thematic Review of Insurer Annual Returns 796KB - 30th November 2018

Report on the 2018 Thematic on General Insurance Intermediaries 1MB - 18th December 2018