Ongoing Supervision & Thematic Reviews

Ongoing Supervision

Listed below are useful documents related to the Commission's insurance supervision.

Please click on the individual links to view the documents:

Documents and Forms - Ongoing Supervision

133 - Regulatory Solvency Assessment - v.3.0 376.1KB -
Acceptable Level 4 Qualifications Table 138.8KB -
Actuary Declaration - New Insurance Product or Fund 16.3KB
Authorised Insurance Representative Notification Form 16KB
Business Plan 77KB
CISI Presentation 25 June 2015 - GFAS - Qualified & Competent 521.3KB
Commission response to the second GFAS consultaton 782.5KB
Enforcement Consultation Paper - Discretionary Penalties 286.1KB
Feedback on the Consultation Paper on The Code of Conduct for Authorised Insurance Representatives 1.4MB -
Feedback to the Consultation on the Implentation of the Guernsey Financial Advice Standards 149KB
Financial Crime Risk Return - A Guide for Firms 757.1KB
Implementation of Guernsey Financial Advice Standards 164.6KB
LCF Discussion Paper 903.4KB
PCC Solvency Summary 132.9KB -
Solvency II Position Statement 231.4KB
Standard Condition (Long Term Business) 11.4KB

Thematic Reviews

Listed below are the most current up to date Thematic Reviews published by the Commission.

Please click on the individual links to view the reports:

Thematics

Report on the 2018 Thematic on General Insurance Intermediaries 1.3MB -
Report on the 2018 Thematic Review of Insurer Annual Returns 796.5KB -
Report on the 2019 Thematic Review of Insurer Cash Management and Control of Funds 870.8KB -
Report on the Thematic Review of Insurance Managers' Client Take-on Procedures 277.6KB -
Report on the Thematic Review of Investment and Long-term Insurance Sales Practice 51.3KB -
Report on the Thematic Review of Investment and Long-term Insurance Sales Practice 2017 1.1MB -
Report on the Thematic Review of the Sales of General Insurance Add-on Products 198.6KB -