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Ongoing Supervision & Thematic Reviews

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Ongoing Supervision

Listed below are useful documents related to the Commission's fiduciary supervision.

Please click on the individual links to view the documents:

Documents and Forms - Ongoing Supervision
Corporate Governance Assurance Statement 14KB
Enforcement Consultation Paper - Discretionary Penalties 266KB
Financial Crime Risk Return - A Guide for Firms 692KB
Firm Foundations Conference Presentations 1MB
IMF 2011: Detailed Assessment Report on Anti-Money Laundering and Combating the Financing of Terrorism 2MB
IMF 2011: Financial System Stability Assessment - Update 587KB
IMF 2011: Report on Observance of Standards and Codes - FATF Recommendations for Anti-Money Laundering and Combating the Financing of Terrorism 441KB
LCF Discussion Paper 744KB
Regulated Activities Confirmation Form 28KB - 30th June 2017
Personal Fiduciary - Regulated Activities Confirmation Form 4KB - 3rd July 2017

Thematics

Data Security - A Thematic Report on Practices within the Fiduciary Sector of the Bailiwick of Guernsey 497KB
Fiduciary Decision Making in Respect of Assets Under Trust - Thematic Review 2015 318KB
Client Money - Thematic Review 2016 204KB - 17th February 2017