Ongoing Supervision & Thematic Reviews

Ongoing Supervision

Listed below are useful documents related to the Commission's fiduciary supervision.

Please click on the individual links to view the documents:

Documents and Forms - Ongoing Supervision

Financial Crime Risk Return - A Guide for Firms 757.1KB
Pension Scheme and Gratuity Scheme Annual Return Guidance 483.9KB -
Pension Scheme or Gratuity Scheme Annual Return spreadsheet 1.5MB -

Thematics

Data Security - A Thematic Report on Practices within the Fiduciary Sector of the Bailiwick of Guernsey 565.9KB
Fiduciary Decision Making in Respect of Assets Under Trust - Thematic Review 2015 319.7KB
Client Money - Thematic Review 2016 204.3KB -
Pension Arrangements in the Bailiwick - Thematic Review 2017 287.9KB -