Posted:
Closing Date:
The Commission is recruiting for a Senior Analyst to join the Enforcement Division in an investigator role.
The Enforcement Division plays a crucial role in upholding the integrity of the Bailiwick’s financial sector by investigating misconduct and taking action where firms or individuals fall short of regulatory standards. Successful candidates will help deliver fair, proportionate and effective outcomes that protect the public, maintain confidence in the industry, and reinforce the Bailiwick’s reputation on the international stage. This is a meaningful opportunity to contribute to high‑impact regulatory work and make a real difference.
General responsibilities within the Enforcement Division include:
- Identifying, investigating and taking action against those conducting business in breach of regulatory and corporate regimes.
- Conducting statutory investigations, including site visits, obtaining evidence, conducting interviews, preparation of Notices, and preparation for meetings; attending meetings; preparing notes of meetings etc. in reasonable, proportionate, efficient and fair manner.
- Managing the day to day running of their respective enforcement cases by liaising as appropriate with referring supervisory division.
- Liaising with international regulators to ensure effective co-operation and exchange of information with regard to regulatory enforcement, disciplinary and financial crime enquiries/investigations.
- Leading on visits to licensees to investigate reported breaches of the regulations.
- Producing affidavits, witness statements, obtain expert opinions, including analysis of information, etc. and be conscious of deadlines as set by the Deputy Director and Director of Enforcement.
- Presenting investigation findings to a Case Review Panel where appropriate.
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