Posted:
Closing Date:
The Commission is recruiting for an Analyst to join the Enforcement Division in an investigator role.
The Enforcement Division plays a crucial role in upholding the integrity of the Bailiwick’s financial sector by investigating misconduct and taking action where firms or individuals fall short of regulatory standards. Successful candidates will help deliver fair, proportionate and effective outcomes that protect the public, maintain confidence in the industry, and reinforce the Bailiwick’s reputation on the international stage. This is a meaningful opportunity to contribute to high‑impact regulatory work and make a real difference.
General responsibilities within the Enforcement Division include:
- Identifying, investigating and taking action against those conducting business in breach of regulatory and corporate regimes.
- Conducting statutory investigations, including arranging and undertaking on-site visits to licensees to investigate reported breaches of the regulations, obtain evidence, conduct interviews, preparation of Notices, preparation for meetings; attending meetings; preparing accurate notes of meetings etc. in reasonable, proportionate, efficient and fair manner.
- Managing the day to day running of their respective enforcement cases by liaising as appropriate with the referring supervisory Division.
- Evaluating evidence and formulating reports of investigative findings for consideration by the Assistant Director and Director of Enforcement, containing clear conclusions and recommendations and include, where appropriate, relevant cases, and reputation risk.
- Investigating cases efficiently/time effectively, in compliance with Enforcement policies and priorities as laid down by the Commission.
- Attending on-site firm visits to interview, as appropriate, licensees and responsible persons under investigation by the Enforcement Division.
Click here for the full job description.