Changes to the Handbook for Financial Services Businesses and Prescribed Businesses
14th December 2009
Handbook for Financial Services Businesses Handbook for Prescribed Businesses
Investment
Consultation on changes to AML/CFT legislation
14th December 2009
The Commission has written to the managing directors of all Financial Services Businesses today, seeking comments on the proposed changes to Schedule 1 to the Criminal Justice (Proceeds of Crime) (Bailiwick of Guernsey) Law, 1999 ("the 1999 Law"), proposed changes to Schedule 1 to the Registration of Non-Regulated Financial Services Businesses (Bailiwick of Guernsey) Law, 2008 ("the 2008 Law")...
Instructions for financial services businesses and prescribed businesses
11th November 2009
Instructions for financial services businesses and prescribed businesses
The Criminal Justice (Proceeds of Crime) (Financial Services Businesses) (Bailiwick of Guernsey) (Amendment) Regulations, 2009 and the Associated Handbook
11th June 2009
The Policy Council have signed the Criminal Justice (Proceeds of Crime) (Financial Services Businesses) (Bailiwick of Guernsey) (Amendment) Regulations, 2009. The main change to the 2007 regulations created by the amendment regulations is a requirement that senior management sign off is needed for all new high risk relationships and not only for new PEP relationships. The amendment regulations...
Investment Business Quarterly Statistical Information
11th June 2009
NEW STATISTICAL INFORMATION FORMS FORM NST – COLLECTIVE INVESTMENT SCHEMES FORM AM – ASSET MANAGEMENT AND STOCKBROKING EXPLANATORY NOTE AND FEEDBACK ON CONSULTATION Earlier this year the Investment Business Division posted on the Commission website its proposals relating to statistical information forms for consultation. The consultation document made it clear that the Commission gathers these...
Business from Sensitive Sources Notice 9 for financial services businesses and Notice 4 for prescribed businesses
5th May 2009
Business from Sensitive Sources Notice 9 for financial services businesses and Notice 4 for prescribed businesses
Business from Sensitive Sources Notice 8 for financial services businesses and Notice 3 for prescribed businesses
13th March 2009
Business from Sensitive Sources Notice 8 for financial services businesses and Notice 3 for prescribed businesses
Business from Sensitive Sources Notice 7 for financial services businesses and Notice 2 for prescribed businesses
18th February 2009
Business from Sensitive Sources Notice 7 for financial services businesses and Notice 2 for prescribed businesses
The Authorised Closed Ended Investment Schemes, Registered Investment Schemes and Prospectus Rules
12th December 2008
THE AUTHORISED CLOSED-ENDED INVESTMENT SCHEMES RULES 2008 (“the Authorised Closed-Ended Rules”) THE REGISTERED COLLECTIVE INVESTMENT SCHEME RULES 2008 (“the Registered CIS Rules”) PROSPECTUS RULES 2008 (“the Prospectus Rules”) (together “the Rules”) EXPLANATORY NOTE AND FEEDBACK ON CONSULTATION Earlier this year the Commission posted on its website drafts of the Rules for consultation. The...