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Archived Legislation and Guidance »
This page provides links to relevant laws, regulations, instructions, rules, codes, guidance and other documents. It should be noted that, whilst the Commission has taken all reasonable steps to ensure that the information shown on this website is accurate, the Commission does not accept any responsibility for errors made. Copies of original laws and regulations as well as consolidated versions are available for download from the
Guernsey Legal Resources website
. Please note, the Commission cannot be held responsible for the content of external websites.
Name
Division
File Size
1. Law
Banking Deposit Compensation Scheme (Bailiwick of Guernsey) Ordinance, 2008 (Consolidated text)
Banking
274 KB
Banking Supervision (Accounts) Rules, 1994
Banking
68 KB
Banking Supervision (Bailiwick of Guernsey) Law, 1994 (Consolidated Text)
Banking
752 KB
Banking Supervision (Bailiwick of Guernsey) Regulations, 1994
Banking
80 KB
Financial Services Commission (Site Visits) Ordinance, 2008
Banking, Insurance, Investment, Fiduciary, Registered
172 KB
Transfer of Funds (Alderney) Ordinance 2007 (Consolidated text)
Banking, AML/CFT
176 KB
Transfer of Funds (Guernsey) Ordinance 2007 (Consolidated text)
Banking, AML/CFT
182 KB
Transfer of Funds (Sark) Ordinance 2007 (Consolidated text)
Banking, AML/CFT
220 KB
Name
Division
File Size
2. Regulations
Amalgamation and Migration of Companies (Fees payable to the Guernsey Financial Services Commission) Regulations, 2012
Banking, Insurance, Investment, Fiduciary
223 KB
Banking Supervision (Bailiwick of Guernsey) Regulations, 2010
Banking
65 KB
Criminal Justice (Proceeds of Crime) (Financial Services Businesses) (Bailiwick of Guernsey) (Amendment) (No 2) Regulations, 2013
Banking, Insurance, Investment, Fiduciary, Registered, AML/CFT
173 KB
Financial Services Commission (Administrative Financial Penalties)(Bailiwick of Guernsey) Regulations, 2010
Banking, Insurance, Investment, Fiduciary
69 KB
Financial Services Commission (Fees) Regulations, 2012
General, Banking, Insurance, Investment, Fiduciary
2,226 KB
Name
Division
File Size
3. Instructions
Financial Services Businesses Instruction (Number 01) Corporate Governance and Internal Controls
Banking, Insurance, Investment, Fiduciary, Registered, AML/CFT
54 KB
Financial Services Businesses Instruction (Number 02) Suspicion Reports
Banking, Insurance, Investment, Fiduciary, Registered, AML/CFT
43 KB
Financial Services Businesses Instruction (Number 03) Wire Transfers
Banking, Insurance, Investment, Fiduciary, Registered, AML/CFT
52 KB
Financial Services Businesses Instruction (Number 04) Introduced Business
Banking, Insurance, Investment, Fiduciary, Registered, AML/CFT
52 KB
Financial Services Businesses Instruction (Number 05) Screening of Employees
Banking, Insurance, Investment, Fiduciary, Registered, AML/CFT
14 KB
Financial Services Businesses Instruction (Number 06) Existing Customers
Banking, Insurance, Investment, Fiduciary, Registered, AML/CFT
47 KB
Financial Services Businesses Instruction (Number 14) Business from Sensitive Sources - Iran
Banking, Insurance, Investment, Fiduciary, Registered, AML/CFT
53 KB
Financial Services Businesses Instruction (Number 17) Business from Sensitive Sources
Banking, Insurance, Investment, Fiduciary, Registered, AML/CFT
228 KB
Financial-Services Businesses Instruction (Number 18) Business from Sensitive Sources
Banking, Insurance, Investment, Fiduciary, Registered, AML/CFT
303 KB
Name
Division
File Size
4. Rules
Handbook for Financial Services Businesses on Countering Financial Crime and Terrorist Financing (current) March and April 2013
Banking, Insurance, Investment, Fiduciary, Registered, AML/CFT
2,115 KB
Handbook for Financial Services Businesses on Countering Financial Crime and Terrorist Financing (tracked) March and April 2013
Banking, Insurance, Investment, Fiduciary, Registered, AML/CFT
2,206 KB
Handbook for Prescribed Businesses on Countering Financial Crime and Terrorist Financing (tracked) March and April 2013
Banking, Insurance, Investment, Fiduciary, Registered, AML/CFT
1,873 KB
Name
Division
File Size
5. Codes
AGB Code of Conduct for Deposit Advertisements August 2012
Banking
783 KB
Association of Guernsey Banks Code of Conduct for Member Banks
Banking
376 KB
Code of Corporate Governance
Banking, Insurance, Investment, Fiduciary
565 KB
Guernsey Financial Services Commission Code of Practice for Banks
Banking
29 KB
Principles for the Management of Credit Risk
Banking
10 KB
Principles of Conduct of Finance Business
Banking, Insurance, Investment, Fiduciary
71 KB
Name
Division
File Size
6. Guidance
Form BSL/2 Questions and Answers
Banking
130 KB
General Guidance to Form BSL/2
Banking
85 KB
Guidance Note 1996/1 Flows of Information to Parent Banks
Banking
104 KB
Guidance note on the verification of prudential returns
Banking
137 KB
Guidance Note on Up Streaming and Transparency
Banking
88 KB
Guidance on Liquidity Risk Management
Banking
339 KB
Guidelines to Banks and their Auditors
Banking
757 KB
Guidelines to banks and their auditors issued under s1 (b) (ii) of the Banking Supervision (Accounts) Rules, 1994
Banking
476 KB
Large Exposures Paper
Banking
1,202 KB
Legal Risk Guidance Note for Banks
Banking
85 KB
MA/1 Guidance
Banking
95 KB
Module 1 Standardised Approach to Credit Risk guidance
Banking
439 KB
Module 10 Interest Rate Risk guidance
Banking
54 KB
Module 2 Simplified Standardised Approach to Credit Risk Guidance
Banking
293 KB
Module 3 Operational Risk Guidance
Banking
122 KB
Module 4 Market Risk guidance
Banking
197 KB
Module 5 Settlement Risk Guidance
Banking
53 KB
Module 6 Balance Sheet Guidance
Banking
92 KB
Module 7 Individual Capital Guidance
Banking
143 KB
Module 8 Prudential Information Guidance
Banking
93 KB
Module 9 Maturity Analysis Guidance
Banking
40 KB
Outsourcing Risk Guidance Note for Banks
Banking
190 KB
Name
Division
File Size
8. Consultations
Criminal-Justice-(POC)(FSB)(BoG)-Regulations-2007-(tracked-for-consultation)-June-12
Banking, Insurance, Investment, Fiduciary, Registered, AML/CFT
262 KB
Handbook for FSBs on Countering Financial Crime and Terrorist Financing (tracked for consultation) June 12
Banking, Insurance, Investment, Fiduciary, Registered, AML/CFT
2,183 KB
Schedule 1 and 2 to POC Law (tracked for consultation) June 12
Banking, Insurance, Investment, Fiduciary, Registered, AML/CFT
115 KB
Schedule 1 to Reg of NRFSBs (BoG) Law 2008 (tracked for-consultation) June 12
Banking, Insurance, Investment, Fiduciary, Registered, AML/CFT
103 KB