Legislation and Guidance

Registered

This page provides links to relevant laws, regulations, instructions, rules, codes, guidance and other documents. It should be noted that, whilst the Commission has taken all reasonable steps to ensure that the information shown on this website is accurate, the Commission does not accept any responsibility for errors made. Copies of original laws and regulations as well as consolidated versions are available for download from the Guernsey Legal Resources website. Please note, the Commission cannot be held responsible for the content of external websites.

Name Division File Size
1. Law
- Criminal Justice (Proceeds of Crime)(Bailiwick of Guernsey) Law, 1999 (Consolidated text) Registered, AML/CFT 1,023 KB
- Extract from Schedule 1 to the Registration of Non-Regulated Financial Services Businesses (Bailiwick of Guernsey) Law, 2008 Registered, AML/CFT 54 KB
- Financial Services Commission (Site Visits) Ordinance, 2008 Banking, Insurance, Investment, Fiduciary, Registered 172 KB
- Prescribed Businesses (Bailiwick of Guernsey) Law 2008 (Consolidated text) Registered 260 KB
- Registration of Non-Regulated Financial Services Businesses (Bailiwick of Guernsey) Law, 2008 (consolidated text) Registered 507 KB
- Terrorism and Crime (Bailiwick of Guernsey) Law 2002 (Consolidated text) Registered, AML/CFT 1,034 KB
Name Division File Size
2. Regulations
- Criminal Justice (Proceeds of Crime) (Legal Professionals, Accountants and Estate Agents) (Bailiwick of Guernsey) Regulations, 2008 (Consolidated version) Registered, AML/CFT 256 KB
- Criminal Justice (Proceeds of Crime)(Financial Services Businesses)(Bailiwick of Guernsey) Regulations, 2007 (Consolidated text) Registered, AML/CFT 265 KB
- Criminal Justice (Proceeds of Crime)(Financial Services Businesses)(Bailiwick of Guernsey)(Amendment)(No.2) Regulations, 2010 Registered, AML/CFT 49 KB
- Criminal Justice (Proceeds of Crime)(Legal Professionals, Accountants and Estate Agents)(Bailiwick of Guernsey)(Amendment) Regulations, 2010 Registered, AML/CFT 32 KB
- Criminal Justice (Proceeds of Crime)(Legal Professionals, Accountants and Estate Agents)(Bailiwick of Guernsey)(Amendment)(No. 3) Regulations, 2010 Registered, AML/CFT 207 KB
- Criminal Justice (Proceeds of Crime)(Legal Professionals, Accountants and Estate Agents)(Bailiwick of Guernsey)(Amendment)(No.2) Regulations, 2010 Registered, AML/CFT 44 KB
- Financial Services Commission (Fees) Regulations 2011 Banking, Insurance, Investment, Fiduciary, Registered 2,205 KB
- Registration of Non-Regulated Financial Services Businesses (Bailiwick of Guernsey) Law, 2008 (Schedule 1 Amendment) Regulations, 2010 Registered 41 KB
- Registration of Non-Regulated Financial Services Businesses (Bailiwick of Guernsey)(Fees) Regulations, 2010 Registered 63 KB
Name Division File Size
3. Instructions
- Financial Services Businesses Instruction (Number 01) Corporate Governance and Internal Controls Banking, Insurance, Investment, Fiduciary, Registered, AML/CFT 54 KB
- Financial Services Businesses Instruction (Number 02) Suspicion Reports Banking, Insurance, Investment, Fiduciary, Registered, AML/CFT 43 KB
- Financial Services Businesses Instruction (Number 03) Wire Transfers Banking, Insurance, Investment, Fiduciary, Registered, AML/CFT 52 KB
- Financial Services Businesses Instruction (Number 04) Introduced Business Banking, Insurance, Investment, Fiduciary, Registered, AML/CFT 52 KB
- Financial Services Businesses Instruction (Number 05) Screening of Employees Banking, Insurance, Investment, Fiduciary, Registered, AML/CFT 14 KB
- Financial Services Businesses Instruction (Number 06) Existing Customers Banking, Insurance, Investment, Fiduciary, Registered, AML/CFT 47 KB
- Financial Services Businesses Instruction (Number 14) Business from Sensitive Sources - Iran Banking, Insurance, Investment, Fiduciary, Registered, AML/CFT 53 KB
- Financial Services Businesses Instruction (Number 16) Business from Sensitive Sources Banking, Insurance, Investment, Fiduciary, Registered, AML/CFT 178 KB
- Prescribed Businesses Instruction (Number 01) Corporate Governance and Internal Controls Registered, AML/CFT 50 KB
- Prescribed Businesses Instruction (Number 02) Suspicion Reports Registered, AML/CFT 45 KB
- Prescribed Businesses Instruction (Number 03) Introduced Business Registered, AML/CFT 49 KB
- Prescribed Businesses Instruction (Number 04) Screening of Employees Registered, AML/CFT 14 KB
- Prescribed Businesses Instruction (Number 12) Business from Sensitive Sources - Iran Registered, AML/CFT 53 KB
- Prescribed Businesses Instruction (Number 14) Business from Sensitive Sources Registered, AML/CFT 178 KB
Name Division File Size
4. Rules
- Handbook for Financial Services Businesses on Countering Financial Crime and Terrorist Financing (current) January 12 Banking, Insurance, Investment, Fiduciary, Registered, AML/CFT 1,882 KB
- Handbook for Financial Services Businesses on Countering Financial Crime and Terrorist Financing (tracked) January 12 Banking, Insurance, Investment, Fiduciary, Registered, AML/CFT 1,989 KB
- Handbook for Prescribed Businesses on Countering Financial Crime and Terrorist Financing (current) January 12 Registered, AML/CFT 1,589 KB
- Handbook for Prescribed Businesses on Countering Financial Crime and Terrorist Financing (tracked) January 12 Registered, AML/CFT 1,605 KB
Name Division File Size
6. Guidance
- Guidance on the AML/CFT framework which applies to Financial Services Businesses and Prescribed Businesses Registered, AML/CFT 163 KB
- Money Laundering and Financing of Terrorism Techniques and Methods Registered, AML/CFT 107 KB
- World Bank working paper: Non Profit Organizations and the Combatting of Terrorism Financing Registered, AML/CFT 1,275 KB

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