| FUND RULES AND GUIDANCE |
| Authorised Collective Investment Schemes (Class A) Rules 2008 |
|
PDF |
| Class A Rules 2002 |
|
PDF |
| Compensation Rules 1988 (as amended) |
|
PDF |
| Class B Fund Rules 1990 |
Word |
PDF |
| Class Q Fund Rules 1998 |
Word |
PDF |
| Non Guernsey Schemes Rules 1994 |
Word |
PDF |
| Authorised Closed-Ended Investment Schemes Rules 2008 |
|
PDF |
| Registered Collective Investment Scheme Rules 2008 |
|
PDF |
| Prospectus Rules 2008 |
|
PDF |
| Incorrect Pricing Guide |
|
PDF |
Guidance note on independence of manager
and trustee of Class A Investment Schemes |
|
PDF |
| Qualifying Investor Funds |
|
PDF |
| Guidance in respect of Registered Collective Investment Schemes |
|
PDF |
| LICENSEE RULES AND GUIDANCE |
| The Licensees (Capital Adequacy) Rules 2010 |
|
PDF |
| Feedback Statement on Capital Adequacy Rules |
|
PDF |
| Licensees (Conduct of Business) Rules 2009 |
|
PDF |
| Guidance Note to the Conduct of Business Rules |
|
PDF |
| Feedback statement to the Licensees (Conduct of Business) Rules 2009 |
|
PDF |
Designated Manager and Designated
Trustee of Open-ended Authorised Fund Rules 1988 |
Word |
PDF |
| The Licensees (Financial Resources Notification, Conduct of Business and Compliance) Rules 1998 - 'The FNCC rules' |
Word |
PDF |
| Principles of Conduct of Derivative Business |
|
PDF |
Outsourcing of functions by entities licensed under
the Protection of Investors (Bailiwick of Guernsey) Law, 1987, as amended |
|
PDF |
| Guidance Note - Promotion of Investment |
|
PDF |
| Promotional Activities Policy Guidance |
|
PDF |
| EXCHANGE RULES |
| Investment Exchange Rules 1998 - |
Word |
PDF |
| DESIGNATED TERRITORIES RULES |
| Designated Territories Regulations 1989 |
Word |
PDF |
| Designated Territories Regulations 1992 |
Word |
PDF |
